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HomeMy WebLinkAboutORDINANCE - 1794 - 4/15/1986 - CORPORATE PURPOSE BONDSVILLAGE OF ELK GROVE VILLAGE k COOK AND DUPAGE COUNTIES, ILLINOIS ORDINANCE NO. 1794 ORDINANCE SUPPLEMENTING AN "ORDINANCE PROVIDING FOR THE ISSUANCE OF $9,750,000 OF CORPORATE PURPOSE BONDS, SERIES 1985, OF THE VILLAGE OF ELK GROVE VILLAGE, COOK AND DUPAGE COUNTIES, ILLINOIS, AND PROVIDING FOR THE LEVY OF A DIRECT ANNUAL TAX FOR THE PAYMENT OF PRINCIPAL OF AND INTEREST ON THOSE BONDS." Passed by the President and Board of Trustees of the Village of Elk Grove Village, Cook and DuPage Counties, Illinois this 15th day of April, 1986 A.D. Published in pamphlet form by the authority of the President and Board of. Trustees of the Village of Elk Grove Village, Cook and Dupage Counties, Illinois this 15th day of April, 1986 A.D. S. Smith Patricia S. Smith Village Clerk Village of Elk Grove Village j STATE OF ILLINOIS ) SS COUNTY OF COOK ) I, Patricia S. Smith, Clerk of the Village of Elk Grove Village, Cook and DuPage Counties, Illinois and keeper of the records, files and Seal of said Village do hereby certify that the attached is a true copy of an Ordinance of the Village of Elk Grove Village, Cook and DuPage Counties, Illinois, entitled "Ordinance No. 1794, Ordinance Supplementing an Ordinance providing for the issuance of $9,750,000 of Corporate Purpose Bonds, Series 1985, of the Village of Elk Grove Village, Cook and DuPage Counties, Illinois, and providing for the levy of a Direct Annual Tax for the payment of principal of and interest on those Bonds," passed by the President and Board of Trustees of the Village of Elk Grove Village, Cook and DuPage Counties, Illinois on the 15th day of April, 1986 A.D., as appears from the records and files in my office remaining. Given under my hand and Seal of said Village of Elk Grove Village, Illinois this 15th day of April, 1986 A.D. Patricia S. Smith Patricia S. Smith Vallage Clerk Village of Elk Grove Village Ordinance No. 1794 ORDINANCE SUPPLEMENTING AN "ORDINANCE PROVIDING FOR THE ISSUANCE OF $9,750,000 OF CORPORATE PURPOSE BONDS, SERIES 1985, OF THE VILLAGE OF ELK GROVE VILLAGE, COOK AND DUPAGE COUNTIES, ILLINOIS, AND PROVIDING FOR THE LEVY OF A DIRECT ANNUAL TAX FOR THE PAYMENT OF PRINCIPAL OF AND INTEREST ON THOSE BONDS." BE IT ORDAINED BY THE PRESIDENT AND BOARD OF TRUSTEES OF THE VILLAGE OF ELK GROVE VILLAGE, COOK AND DUPAGE COUNTIES, ILLINOIS, AS FOLLOWS: Section 1. It is found and declared by the President and Board of Trustees of the Village of Elk Grove Village, Cook and DuPage Counties, Illinois (the "Village"), as follows: (a) The President and the Board of Trustees of the Village adopted Ordinance No. 1766 on December 17, 1985 (the "Bond Ordinance") which: (i) provided for the issuance of $9,750,000 of general obligation corporate purpose bonds (the "Bonds") of the Village of Elk Grove Village for the purposes of paying for the costs of certain improvements to and extensions of the existing public works systems in the Village and paying for the costs of the issuance of the Bonds and (ii) provided for the levy of a direct annual tax upon all taxable property within the Village sufficient to pay the principal of and interest on the Bonds for each year. The Bond Ordinance authorized the Village to solicit bids for the sale of the Bonds and to approve the acceptance of a bid in a supplemental ordinance which ordinance would set forth the name of the purchaser, the aggregate purchase price, the initial date of the Bonds, the maturity schedule, the actual interest rates to be borne by the Bonds, the exact amounts needed from the taxes levied in the Bond Ordinance (but in no event greater in any period than the amounts provided in Section 4 of the Bond Ordinance) to pay the principal of and interest on the Bonds as they become due and the amount of taxes in excess of such exact amounts to be abated. The Bond Ordinance also authorized the Village to appoint in a supplemental ordinance a Paying Agent, Authenticating Agent and Bond Registrar. (b) The Village has advertised and solicited bids for the sale of the Bonds. On April 14, 1986 the Village received two sealed bids. The bid from Merrill Lynch Capital Markets is the best bid, and it is in the best interest of the Village to accept that bid and to sell the Bonds pursuant to that bid. The aggregate purchase price of the Bonds, as stated in that bid, is $9,457,571.80, plus accrued interest to the date of delivery of the Bonds to the Purchaser, as defined below. Section 2. (a) The offer of Merrill Lynch Capital Markets (the "Purchaser") to purchase the Bonds upon the terms and conditions set forth in the Purchaser's bid is accepted. The President and Clerk of the Village are authorized and directed to execute the bid on behalf of the Village. The prior distribution of the Preliminary Official Statement of the Village, dated April 4, 1986, together with the Official Notice -2- of Sale and Official Bid Form, in the form of Exhibit A attached to this Ordinance, and all other actions of the Village relating to the offering, issuance and sale of the Bonds are ratified, confirmed and approved. The Official Statement of the Village substantially in the form of Exhibit B attached to this Ordinance is approved and the Village President and Manager are authorized and directed to sign copies of the Official Statement in the name of and on behalf of the Village and to deliver the executed Official Statement to the Purchaser. The Bonds shall be executed as provided in Section 2 of the Bond Ordinance. The Bonds shall be delivered to the Purchaser upon receipt of the purchase price of the Bonds. (b) American National Bank and Trust Company of Chicago, Chicago, Illinois, is appointed as Paying Agent, Bond Registrar and Authenticating Agent. (c) The Bonds shall be in substantially the form set forth in Exhibit C to this Ordinance. Section 3. The Bonds shall initially be dated May 1, 1986, and shall bear interest from that date until paid. Interest on the Bonds shall be payable on June 1 and December 1 in each year, with the first interest payment date being December 1, 1986. The Bonds shall mature on December 1 in the years and the amounts and shall bear interest at the rates, all as set forth below: -3- Maturing (December 1) Principal Amount Interest Rate 1988 255,000 5.00% 1989 265,000 5.25 1990 280,000 5.50 1991 300,000 5.75 1992 315,000 6.00 1993 335,000 6.15 1994 360,000 6.30 1995 380,000 6.45 1996 405,000 6.60 1997 435,000 6.70 1998 465,000 6.80 1999 495,000 6.90 2000 530,000 7.00 2001 570,000 7.10 2002 610,000 7.20 2003 650,o00 7.25 2004 695,000 7.30 2005 745,000 7.35 2006 800,000 7.40 2007 860,000 5.75 The Bonds maturing on and after December 1, 1996 shall be subject to optional redemption, in whole or in part, at a price equal to their principal amount, without premium, on any interest payment date occuring on or after December 1, 1995. If less than all of the Bonds of a single maturity are to be redeemed, the Bonds (or portions of them) to be redeemed shall be selected by lot as provided in Section 2(e) of the Bond Ordinance. Section 4. There is abated the amount of those taxes levied pursuant to the Bond Ordinance to the extent the taxes levied by the Bond Ordinance are in excess of the amounts needed to pay and discharge the principal of the Bonds at maturity and to pay interest on the Bonds for each year at the rates set forth above. For each of the following levy years and periods specified below are (a) the taxes levied by`Section 4 of the Bond Ordinance, (b) the amount of taxes levied by the Bond Ordinance which are abated pursuant to this Ordinance and (c) the exact amount of those taxes required to be produced to pay interest on the Bonds and to discharge the principal of the Bonds at maturity (such amounts being equal, for each levy year and period, to the difference between the amount specified in column (a) and the amount specified in column (b)). Year of Levy 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 (a) Taxes Levied by the Bond Ordinance $ 745,000.00 745,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 1,130,000.00 (b) Taxes Abated $7-365, 592. 71 94,587.50 224,587.50 227,337.50 226,250.00 221,650.00 223,900.00 222,800.00 218,402.50 221,082.50 220,592.50 217,322.50 216,467.50 218,087.50 217,242.50 214,342.50 214,812.50 218,732.50 220,857.50 221,592.50 221,350.00 220,550.00 (c) Exact Amount of Taxes Required to be Produced to Pay Principal and Interest $ 379,407.29 650,412.50 905,412.50 902,662.50 903,750.00 908,350.00 906,100.00 907,200.00 911,597.50 908,917.50 909,407.50 912,677.50 913,532.50 911,912.50 912,757.50 915,657.50 915,187.50 911,267.50 909,142.50 908,407.50 908,650.00 909,450.00 Section 5. It is the duty of the County Clerks to abate the taxes for each of the years 1985 through 2006 as provided in Section 4 of this Ordinance. -5- Section 6. Section 6 of the Bond Ordinance is amended to read as follows: The Village covenants with the holders of the Bonds from time to time outstanding that it will take no action in the investment of the proceeds of the Bonds, amounts in the Fund or any other funds of the Village which would result in making interest on the Bonds subject to federal income taxes by reason of causing the Bonds to be "arbitrage bonds" within the meaning of Section 103(c) (or any successor section) of the Internal Revenue Code of 1954, as amended, and any lawful regulations promulgated or proposed under that Section (or its successor). The President, Clerk and Treasurer of the Village are authorized and directed to take such action as is necessary in order to carry out the issuance and delivery of the Bonds, including, without limitation, to make any representations and certifications they deem proper pertaining to the use of the proceeds of the Bonds and moneys in the Fund in order to establish that the Bonds shall not constitute arbitrage bonds as to defined. The Village further covenants with the holders of the Bonds from time to time outstanding that: (a) it will take all actions, if any, which shall be necessary, in order further to provide for the levy, extension, collection and application of the taxes levied by this Ordinance; (b) it will not take any action which would adversely affect the levy, extension, collection and application of the taxes levied by this Ordinance, except (i) to abate those taxes pursuant to the Supplemental Ordinance, to the extent the taxes levied by this Ordinance are in excess of the amounts needed to pay principal of and interest on the Bonds as they come due in each year; and (ii) to abate those taxes to the extent that money is on hand and set aside to pay principal of and interest on the Bonds; and (c) it will comply with all present and future laws concerning the levy, extension and collection of the taxes levied by this Ordinance; in each case so that the Village shall be able to pay the principal of and interest on the Bonds as they come due. Section 7. All ordinances, resolutions and orders or parts of ordinances (including the Bond Ordinance), resolutions and orders in conflict with this Ordinance are repealed to the extent of such conflict. The Village Clerk shall cause this Ordinance to be published in pamphlet form. This Ordinance shall be in full force and effect after passage and publication as provided by law. PASSED by the President and Board of Trustees of the Village this April 15, 1986. -7- Voting Aye (list names): Trustees Joseph T. Bosslet, Dennis J. Gallitano, Edward R. Hauser, James P. Petri, Michael A. Tosto Voting Nay (list names): none Abstaining (list names): none Absent (list names): Trustee Ronald L. Chernick Patricia S. Smith Village Clerk SIGNED by the President this April 15, 1986. Charles J. Zettek ATTEST: Patricia S. Smith Village Clerk President Published in pamphlet form April 15, 1986. cm EXI-1i4 7" ' [ LP Na r stns t�ls Q�oK- OA) FIC& WI ` H I p121Gt,Jftl.., NEW ISSUE MOODY'S RATING: Aa In the opinion of Bond Counsel, interest on the Bonds is exempt from federal income taxes under existing law. Interest on the Bonds is not exempt from Illinois income taxes. $9,750,000 Village of Elk Grove Village Cook and DuPage Counties, Illinois Corporate Purpose Bonds, Series 1985 Dated: May 1, 1986 Due: December 1 as shown below The Bonds will be issued in fully registered form in denominations of $5,000 or any integral multiple of that sum. Interest on the Bonds will accrue from their date, payable on December 1, 1986 and on each succeeding June 1 and December 1. Interest will be paid by check or draft mailed to the registered owners of the Bonds by American National Bank and Trust Company of Chicago (the "Registrar" and "Paying Agent"). Principal of the Bonds will be payable at the principal corporate trust office of the Paying Agent. The Bonds are subject to redemption prior to maturity as described in this Official Statement. The Bonds are general obligations of the Village of Elk Grove Village, payable from ad valorem taxes to be levied upon all taxable property in the Village, in addition to all other taxes, without limitation as to rate or amount. The Bonds are being issued to fund the Village's capital improvement program, which includes an expansion of the Village Hall and certain public works projects. AMOUNTS, MATURITIES, INTEREST RATES AND YIELDS Principal Due Interest Principal Due Interest Amount December 1 Rate Yield Amunt December 1 Rate Yield $255,000 1988 5.00% 5.00% $465,000 1998 6.80% 6.80% 265,000 1989 5.25 5.25 495,000 1999 6.90 6.90 280,000 1990 5.50 5.50 530,000 2000 7.00 7.00 300,000 1991 5.75 5.75 570,000 2001 7.10 7.10 315,000 1992 6.00 6.00 610,000 2002 7.20 7.20 335,000 1993 6.15 6.15 650,000 2003 7.25 7.25 360,000 1994 6.30 6.30 695,000 2004 7.30 7.30 380,000 1995 6.45 6.45 745,000 2005 7.35 7.35 405,000 1996 6.60 6.60 800,000 2006 7.40 7.40 435,000 1997 6.70 6.70 860,000 2007 5.75 7.50 The Bonds are offered when, as and if issued and received by the Underwriter, subject to the approval of legality by Isham, Lincoln & Beale, Chicago, Illinois, Bond Counsel. It is expected that the Bonds in definitive form will be available for delivery in Chicago, Illinois on or about May 14, 1986. May 1, 1986 OFFyCIAL NOTICE OF SAS. $997509000 Village of Elk Grove Village Cook and DuPage Counties, Illinois Corporate Purpose Bonds, Series 1985 The Village of Elk Grove Village, Illinois will receive sealed bids for its $9,750,000 General Obligation Bonds on an all or none basis at the offices of John Nuveen & Co., 33rd Floor, 333 West Wacker Drive, Chicago, Illinois 60606 until 12:00 Noon, C.S.T., Monday, April 14, 1986 at which time the bids will be publicly opened and read. Award will be made, or all bids rejected at a meeting of the Village Board of Trustees on April 15, 1986. General Obligations These bonds are full faith and credit obligations both the principal and interest of which are payable from property taxes to be levied without limit as to rate or amount on all ad valorem property of the Village of Elk Grove Village. Registration These bonds will be in fully registered form and will be in the denomination of $5,000 and integral multiples thereof. Principal and semiannual interest will be payable by the Village's registration and paying agent, the American National Bank and Trust Company of Chicago, the "Registrar." Interest on each bond shall be paid by check or draft of the Registrar to the person in whose name such bond is registered at the close of business on the 15th day of the month next preceding the interest payment date. The principal of the bonds shall be payable in lawful money of the United States of America at the corporate trust office of the Registrar in Chicago, Illinois. Bonds are dated May 1, 1986. The first interest payment is December 1, 1986. W. IlJAM1 Principal Due Principal Due Amount December I Amount December I $255,000 1988 $465,000 1998 265,000 1989 495,000 1999 280,000 1990 530,000 2000 300,000 1991 570,000 2001 315,000 1992 610,000 2002 335,000 1993 650,000 2003 360,000 1994 695,000 2004 380,000 1995 745,000 2005 405,000 1996 800,000 2006 435,000 1997 860,000 2007 Optional Redemption Bonds due December 1, 1988-1995, inclusive, are non -callable. Bonds due December 1, 1996.2007, inclusive, are callable on any interest payment date on or after December 1, 1995. If less than all of the bonds are called, they shall be redeemed in the inverse order of maturity and within any maturity by lot. Bonds called shall be paid at par and accrued interest. Bid Specifications These bonds will be awarded to the single and best bidder whose bid will be determined upon the basis of the lowest cost at the rate or rates designated in said bid from May 1, 1986, to the respective maturity dates. All interest rates must be in multiples of one -twentieth or one-eightb of one percent (1/20 or '/a of I%) and not more than one for a single maturity shall be specified. The rates bid shall be such that the differential between the highest rate bid and the lowest rate bid shall not exceed three percent (3%). All bids must be for all of the bonds, must be for not less than $9,457,500 (97% of par) plus accrued interest from May 1, 1986, to date of delivery, must be made upon the Official Bid Form and delivered in a sealed envelope marked "Bid for Bonds" at the time set forth above. True )interest _'ost ("TP7 The Bonds will be awarded to the bidder making a bid conforming to the terms of the offering which, on the basis of the lowest net effective interest rate for the Bonds, determined in the manner hereinafter stated, is the best bid. The net effective interest rate for the Bonds shall be the interest rate determined on a,true interest cost ("TIC") basis by doubling the semiannual interest rate, necessary to discount the debt service payments to the dated date of the Bonds and to the price bid, excluding accrued interest to the date of delivery. In the event of more than one proposal specifying the lowest such rate, the Bonds will be awarded to the bidder whose proposal is selected by lot from among all such proposals. For purposes of determining the best bid, the net effective interest rate will be calculated based on the amount of Bonds being offered as set forth in the Official Statement and the Official Bid Form. Good Faith Check Each bid shall be accompanied by a certified or cashier's check on a solvent bank or trust company for $195,000 payable to the Village Treasurer of the Village of Elk Grove Village, Illinois, as evidence of good faith of the bidder. The check of the successful bidder will be retained uncashed by the Village pending delivery of the bonds. All other checks will be promptly returned. No interest will be allowed on any check. Should the successful bidder fail to take up and pay for the bonds when tendered in accordance with this Notice and his bid, said check shall be cashed by the Village and will otherwise be applied on the purchase price or be returned to the purchaser upon delivery of the bonds. The Village reserves the right to reject any or all bids and to determine the best bid in its sole discretion and to waive any informality in any bid. Delivery Bonds will be delivered to the successful purchaser against full payment in immediately available funds as soon as they can be printed and executed, which is expected to be May 14. Should delivery be delayed beyond sixty days from the date of sale for any reason beyond the control of the Village except failure of performance by the purchaser, the Village may cancel the award or the purchaser may withdraw his check and thereafter his interest in and liability for the bonds will cease. The Village will, at its expense, deliver the bonds to the purchaser in Chicago, Illinois, and will pay for the printing of the bonds and the bond attorney's opinion. At the time of delivery, the Village will also furnish to the purchaser the following documents, each dated as of the date of delivery of the bonds; (1) the unqualified opinion of Isham, Lincoln & Beale, Chicago, Illinois, that the bonds are lawful and enforceable obligations of the Village in accordance with their terms and are full faith and credit obligations of the Village; (2) the opinion of said attorneys that the interest on the bonds is exempt from Federal Income Taxes in effect on the date of such delivery; and (3) a certificate by the Village confirming that no litigation is pending affecting the legality of the bonds or the right of the Village to issue them. The Village will also provide to the purchaser a transcript of proceedings on which the legal opinion is based. The legal opinion will be printed on the reverse side of each bond. Authorization The Village Board of Trustees has authorized the preparation and distribution of an Official Statement containing pertinent information relative to the Village. Copies of the Statement or additional information may be obtained from the undersigned at the Village Hall, 901 Wellington Avenue, Elk Grove Village, Illinois 60007, or from the Financial Advisor to the Village, John Nuveen & Co., Incorporated, 33rd Floor, 333 West Wacker Drive, Chicago, Illinois 60606, Telephone (312) 917-7894. GEORGE C. CONEY Treasurer and Director of Finance Village of Elk Grove Village OFFICIAL BID FORM Village of Elk Grove Village. Illinois c/o John Nuveen & Co. Incorporated 333 West Wacker Drive Chicago, Illinois 60606 President and Village Board of Trustees: April 14, 1986 For your $9,750,000 Corporate Purpose Bonds, Series 1985 (maturing 1988 through 2007) of the Village of Elk Grove Village, Illinois, as described in the annexed Official Notice of Sale which is expressly made a part of this bid, we will pay you $ plus accrued interest from May 1, 1986, to the date of delivery for bonds bearing interest as follows (each rate a multiple of 1/8 or 1/20 of 1%). AMOUNTS, MATURITIES, AND INTEREST RATES Principal Due Interest Prindpal Due Interest Amount December I Rates Amount December 1 Rates $255,000 1988 _%O $465,000 1998 —%r 265,000 1989 495,000 1999 280,000 1990 _96 530,000 2000 300,000 1991 _% 570,000 2001 _0/c 315,000 1992 _% 610,000 2002 —% 335,000 1993 _% 650,000 2003 360,000 1994 _96 695,000 2004 _0/0 380,000 1995 _46 745,000 2005 405,000 1996 800,000 2006 435,000 1997 —rR 860,000 2007 Said bonds are to be executed and delivered to us in accordance with the terms of this bid accompanied by the approving legal opinion of Isham, Lincoln & Beale, Chicago, Illinois. You are to pay for said legal opinion and for printing the bonds. Unless we notify you to the contrary within 24 hours, CUSIP numbers are to be printed on the bonds at our expense and we agree to accept the bonds at delivery with the CUSIP numbers as printed. As evidence of our good faith, we enclose herewith a check payable to the order of the Treasurer of the Village of Elk Grove Village, Illinois in the sum of $195,000 under the terms provided in your Official Notice of Sale. Attached hereto is a list of the members of our account on whose behalf this bid is made. Description of Check: Amount: 5195,000 Name of Bank City State Certified (Cashier's) Check No Dated Respectfully Submitted, Nam Account Manager Address For Use by Village Only The above check was returned and received for the above named Account Manager By State The foregoing bid was accepted and bonds sold by resolution of the Village of Elk Grove Village, Illinois, April 15, 1986, and receipt is hereby acknowledged of the good faith check which is being held in accordance with the terms of the annexed Official Notice of Sale. VILLAGE OF ELK GROVE VILLAGE, ILLINOIS Village Clerk — NOT A PART OF BID — Our calculation on a true interest cost ("TIC') basis produces a net effective interest rate of % TOTAL BOND YEARS: 138,502.500 Years AVERAGE LIFE: 14.205 Years President EXHIBIT B - v — NEW ISSUE MOODY'S R TING: 413, In the opinion of Bond Counsel, interest on the Bonds is exempt from federal incomN4xes under existing law. Interest on the Bonds is not exempt from Illinois income taxes. x-'..• $9,750,000 JVU VILLAGE OF ELK GROVE VILLAGE! Cook and DuPage Counties, Illinois Corporate Purpose Bonds, Series 1985 Dated: May 1, 1986 Due: December I as shown below The Bonds will be issued in fully registered form in denominations of $5,000 or any integral multiple of that sum. Interest on the Bonds will accrue from their date, payable on December 1, 1986 and on each succeeding June 1 and December 1. Interest will be paid by check or draft mailed to the registered owners of the Bonds by American National Bank and Trust Company of Chicago (the "Registrar" and "Paying Agent"). Principal of the Bonds will be payable at the principal corporate trust office of the Paying Agent. The Bonds are subject to redemption prior to maturity as described in this Official Statement. The Bonds are general obligations of the Village of Elk Grove Village, payable from ad valorem taxes to be levied upon all taxable property in the Village, in addition to all other taxes, without limitation as to rate or amount. The Bonds are being issued to fund the Village's capital improvement program, which includes an expansion of the Village Hall and certain public works projects. Yield 6.go % tr, ql 0 1.00 1,10 7. io 7.1f 1.30 7.40 7. So The Bonds are offered when, as and if issued and received by the Underwriter, subject to the approval of legalit} by Isham, Lincoln & Beale, Chicago, Illinois, Bond Counsel. It is expected that the Bonds in definitive form will be available for delivery in Chicago, Illinois on or about May 14, 1986. May 1, 1986 Date of Sale: April 14, 1986 Sealed bids will be received until 12:00 p.m. Central Standard AMOUNTS, MATURITIES, INTEREST RATES AND YIELDS Principal Due Interest WMMIA— Principal Dm Interest Amami December 1 Rate Yield Amount December 1 Rue $255,000 1988 <00 % 5'06 qc, $465,000 1998 (,,$ 0% 265,000 1989 S, y , ; zS 495,000 1999 (0.90 280,000 1990 s i0 S. So 530,000 2000 '7.00 300,000 1991 5-7 S r-75' 570,000 2001 7, 10 315,000 1992 (6.00 6.00 610,000 2002 7.20 335,000 1993 to. 1 S 6,1 S 650,000 2003 360,000 1994 6, 30 &.;o 695,000 2004 380,000 1995 6:vS (..4S 745,000 2005 —I, 3 S 405,000 1996 to. 6x0 6.60 800,000 2006 '7.46( 0 435,000 1997 6.70 (o.'70 860,000 2007 5..7 S Yield 6.go % tr, ql 0 1.00 1,10 7. io 7.1f 1.30 7.40 7. So The Bonds are offered when, as and if issued and received by the Underwriter, subject to the approval of legalit} by Isham, Lincoln & Beale, Chicago, Illinois, Bond Counsel. It is expected that the Bonds in definitive form will be available for delivery in Chicago, Illinois on or about May 14, 1986. May 1, 1986 Date of Sale: April 14, 1986 Sealed bids will be received until 12:00 p.m. Central Standard This Official Statement does not constitute an offer to sell the Bonds in any jurisdiction to any person to whom it is unlawful to make such offer in such jurisdiction. No dealer, broker, salesman or other person has been authorized to give any information or to make any representation other than those contained in this Official Statement in connection with the offering of the Bonds, and, if given or made, such information or representation must not be relied upon. Certain information set forth in this Official Statement has been obtained from sources other than the Village that are believed to be reliable, but the information is not guaranteed as to accuracy or completeness by the Village. The information and expressions of opinion in this Official Statement are subject to change without notice, and neither the delivery of this Official Statement, nor any sale made under it, shall in any circumstance create an implication that there has been no change in the affairs of the Village since the date of this Official Statement. TABLE OF CONTENTS Page INTRODUCTION................................................... 1 PURPOSE OF ISSUE ............................................... 1 SECURITY FOR THE BONDS ......................................... 2 DESCRIPTION OF THE BONDS ....................................... 2 THE VILLAGE OF ELK GROVE VILLAGE ............................... 3 REAL PROPERTY ASSESSMENT, TAX LEVY AND COLLECTION PROCEDURES .................................... 18 RATINGS........................................................ 24 LITIGATION..................................................... 24 LEGALITY....................................................... 24 TAX EXEMPTION .................................................. 25 PENDING FEDERAL TAX LEGISLATION ................................ 25 MISCELLANEOUS.................................................. 26 Village of Elk Grove Village Cook and DuPage Counties, Illinois 901 Wellington Avenue Elk Grove Village, Illinois 60007 VILLAGE PRESIDENT Charles J. Zettek VILLAGE BOARD OF TRUSTEES Joseph T. Bosslet James P. Petri Ronald L. Chernick Michael A. Tosto Edward R. Hauser Dennis J. Gallitano ADMINISTRATION Village Manager Charles Willis Village Clerk Patrici . Smith Village Treasurer George C. Coney FINANCIAL ADVISOR John Nuveen and Co. Incorporated BOND COUNSEL Isham, Lincoln & Beale Chicago, Illinois VILLAGE ATTORNEY George B. Knickerbocker Samuelson, Knickerbocker & Associates SUMMARY STATEMENT The following presents summary information regarding the terms of the Bonds. The information is qualified in its entirety by reference to the more detailed descriptions appearing in this Official Statement and should be read together with those more detailed descriptions. The Village . . . . . . . . . . . . . . The Village was incorporated as a Village in 1956. It is a "home rule" unit pursuant to Section 6 of Article VII of the 1970 Constitution of the State of Illinois. Denomination of Bonds . . . . . . Interest on the Bonds . . . . . . The Bonds will be issuable only in denominations of $5,000 and integral multiples of that sum. The Bonds will pay interest semiannually on each June 1 and December 1, with the first interest payment date being December 1, 1986. Interest will be paid by check or draft mailed to the registered address of each Bondholder. Optional Redemption . . . . . . . . . . The Bonds maturing on and after December 1, 1996 are subject to optional redemption, in whole or in part, on not less than 30 days' notice, at a price equal to their principal amount, without premium, on any interest payment date occurring on or after December 1, 1995. Mandatory Redemption. . . . . . . . . . The Bonds are not subject to mandatory redemption prior to their maturity. Security for the Bonds. . . . . . . . . The Bonds constitute the general obligations of the Village. The full faith and credit of the Village are pledged to the payment of the principal of and interest on the Bonds. Tax Levy . . . . . . . . . . . . . . . . The Village has levied taxes, in addition to all other taxes, in an amount suffient to pay the principal of and interest on the Bonds. i OFFICIAL STATEMENT $9,750,000 VILLAGE OF ELK GROVE VILLAGE COOK AND DUPAGE COUNTIES, ILLINOIS Corporate Purpose Bonds, Series 1985 INTRODUCTION This Official Statement is furnished by the Village of Elk Grove Village, Cook and DuPage Counties, Illinois (the "Village"), in connection with the offering of $9,750,000 aggregate principal amount of its Corporate Purpose Bonds, Series 1985 (the "Bonds"). The Bonds are issued pursuant to and in accordance with the authority granted to the home rule units of local government by Article VII, Section 6 of the 1970 Constitution of the State of Illinois and an ordinance of the Village adopted on December 17, 1985, as supplemented by an ordinance of the Village adopted on April 15, 1986 (together, the "Ordinance"). The Bonds are general obligations of the Village, secured by a pledge of its full faith and credit. Pursuant to the Ordinance, the Village has levied a direct annual tax, in addition to all other taxes, upon all taxable property of the Village sufficient to pay and discharge the principal of the Bonds at maturity and to pay interest on the Bonds as it falls due. This Official Statement, which includes its cover page, Summary Statement and Appendix, provides information concerning the Village and the Bonds. This Official Statement should be read in its entirety by any prospective purchaser of the Bonds. PURPOSE OF ISSUE The Bonds are being issued to provide funds to finance the Village's capital improvement program, which includes improvements to the Village Hall, and certain public works improvements, all of which are more fully described under the heading "THE VILLAGE OF ELK GROVE VILLAGE -- Capital Improvement Program." Sources and Uses of Funds Sources of Funds Principal Amount of Bonds 9,750,000 Interest Earnings (1) $ 1,078,560 Total Sources of Funds $10,828,560 Uses of Funds Cost of Projects (2) Cost of Issuance Total Uses of Funds $10,630,000 198,560 $10,828,560 (1) Interest earnings assumed at 7.5% on Construction Fund. (2) Estimated costs of construction, right-of-way, land acquisition and contingencies. (See "THE VILLAGE OF ELK GROVE VILLAGE -- Capital Improvement Program," below). SECURITY FOR THE BONDS The Bonds, together with interest on them, will be payable from ad valorem taxes to be levied on all taxable property in the Village, in addition to all other taxes, without limitation as to rate or amount. The Ordinance requires the Village to levy taxes in an amount such that proceeds from actual tax collections will be sufficient to pay principal and interest on the Bonds when due. The full faith and credit of the Village are pledged to the payment of principal and interest on the Bonds. DESCRIPTION OF THE BONDS Principal Amount, Date and Maturities. The Bonds will be issued in the principal amount of $9,750,000. The Bonds will initially be dated and will bear interest from May 1, 1986. The Bonds will mature on the dates and will bear interest at the respective interest rates shown on the front cover. Interest on the Bonds is payable on June 1 and December 1 in each year, with the first interest payment date being December 1, 1986. Interest is to be computed on the basis of a 360 -day year of twelve 30 -day months. Paying Agent. Principal of the Bonds will be payable at the principal corporate trust office of American National Bank and Trust Company of Chicago, Chicago, Illinois, the Paying Agent. Interest on the Bonds will be payable by check or draft mailed by the Paying Agent to the persons in whose names the Bonds are registered as of the 15th day of the month preceding each June 1 or December 1 on which interest is due. Optional Redemption. The Bonds maturing on and after December 1, 1996 are subject to optional redemption, in whole or in part, at a price equal to their principal amount, without premium, on any interest payment date occurring on or after December 1, 1995. If less than all of the Bonds of a single maturity are to be redeemed, the Bonds (or portions of them) to be redeemed shall be selected by lot. - 2 - Notice of Redemption. Notice of the redemption of any Bond shall be given by registered or certified mail to its holder of record not less than 30 days or more than 60 days prior to the redemption date. Form, Denomination and Registration. The Bonds will be issued in fully registered form in the denomination of $5,000 or any integral multiple of that sum. The transfer of Bonds must be registered upon the Village's registration books at the principal corporate trust office of American National Bank and Trust Company of Chicago, Chicago, Illinois (the "Registrar"). Bonds may also be exchanged for an equal aggregate principal amount of Bonds of the same maturity of any other authorized denominations at the principal corporate trust office of the Registrar. The Registrar is authorized to charge any person transferring or exchanging Bonds an amount sufficient to reimburse it for any tax, fee or other governmental charge required to be paid with respect to that exchange or transfer. THE VILLAGE OF ELK GROVE VILLAGE General Information The Village, incorporated in 1956, is located 26 miles northwest of downtown Chicago and is adjacent to Chicago's O'Hare International Airport, the world's busiest airport. The Village had a 1980 U.S. Census population of 28,679; the 1984 U.S. Census Bureau population estimate for Elk Grove Villlage is 30,476. By the year 2005, the Northeastern Illinois Planning Commission projects that the population of the Village will increase to 42,714. The Village's other contiguous municipal neighbors include Arlington Heights to the north, Itasca, Wooddale and Bensenville to the south, Des Plaines to the east and Schaumburg to the west. The approximately 12 square miles of the Village include approximately three square miles in DuPage County and nine square miles in Cook County. Government of the Village '} The Village is a home rule municipality under the Constitution and p laws of the State of Illinois. The Village was .incorporated in 1956. The governing body of the Village is the President and Board of Trustees. The Village President is elected for a four year term. He is the Chief Executive Officer of the Village, and presides over Board meetings and executes official documents. Ma apps&s" , with the consent of the Board of Trustees, the Village Treasurer and the members of Committ es and Commissions. ' J ubufilr R� : �1 I L�� O _ 3 , 111111-4U �AWJ ffiv vo-t) The Village Board of Trustees consists of six members elected at large for four year staggered terms. With the President, the Board enacts ordinances, oversees the finances of the Village, levies taxes, establishes policies for Village services and procedures and bears the responsibility for all municipal government. The Trustees serve on various Standing Committees. These Committees include Judiciary, Planning and Zoning, Capital Improvement and Personnel. The Village Manager is the Chief Administrative -)Officer of the Village and is responsible for the management of a11=Village operations under the direction of the President and Board of Trustees. The Manager is appointed by the President and Board of Trustees and serves at their pleasure. The Village Department Heads report to the Village Manager. Village Officers Charles J. Zettek, Village President Charles A. Willis, Village Manager George C. Coney, Finance Director and Village Treasurer Hilda Ingebrigtsen, Assistant Director of Finance Settlement The Village was developed as a planned industrial and residential community. Its initial settlement was aided by the opening of O'Hare International Airport in October, 1955 and the completion of the Northwest route of the Illinois Tollway shortly thereafter. The Centex Construction Company purchased and began developing nine square miles of farmland that was incorporated as the Village in 1956. The Centex Industrial Park originally contained approximately 2,250 acres but has been expanded to include 4,000 acres. Centex sold a 3,500 acre parcel of land to the Cook County Forest Preserve District for permanent recreational use by the County's citizens. Transportation Automobile access to Elk Grove Village is provided by Interstate 90 (the Northwest Tollway), Interstate 290 and U.S. Highways 72, 53 and 83. Commuters may reach Chicago in 45 minutes on the Northwest Tollway and other suburban office and commercial centers in Schaumburg, Arlington Heights, Des Plaines and Elmhurst in shorter commuting times. Education Community Consolidated School District #59 and District #54 serve, for the most part, the Village's elementary -school-age children. Of the Districts' 21 original schools, seven elementary schools and one junior - 4 - high school have been closed. No further closings are currently planned. Elementary school enrollments in the two districts have declined from 5,047 in 1975 to 4,291 in 1985. The Districts' enrollment is projected to be 5,362 in school year 1986-87 and 5,370 in school year 1987-88. High School Districts /1211 and #214 serve, for the most part, the Village's high -school-age children. These districts have seven high schools, one of sihich is in the Village. Secondary school enrollment has declined from a level of 2,481 in 1975 to 1,495 in 1985, and is expected to decline for the next six to seven years, necessitating the closing of one additional high school. :n Community College District 11512 .'serves, for the most part, the Village's post -secondary school residents. Wealth and Population The 1980 Median Family Income of the Village was $28,210 (according to the U.S. Census Bureau), which was 33.4% greater than the State average. In the City and County Data Book, 1983 (published by the U. S. Census Bureau), the Village's Median Household Income of $28,210 ranked 36th among the Median Family Incomes of the 952 U.S. cities whose populations exceed 25,000. The following table shows Illinois's ten wealthiest communities with a population of 25,000 or more as of the 1980 Census. The Village ranked ninth. ILLINOIS'S TEN WEALTHIEST COMMUNITIES WITH 25.000 PLUS POPULATION AT 1960 CENSUS (Lis too In Oeseanding Order or Median HOuaah0ld Income) (Note) - 5 - bodlan Uousello ld Income,Ronk Persons - Population -9'2`;S Income Inc rle[! ii1575 Vi[n pl rcln[ Btlz WOrM 1960 Over 25.000+ or O.S. Poverty force Ant NunlClo44IH/County Census 1970 Amount P90ulation MO,,n (Percent) Uneaoloved 1 borth6 rook. Cook 30,776 o21.1s $39,926 ]rd 237.1; 2.0; 2.45 2 Highland Park, Lake ]0,611 -5.11 36,542 4th 226.9; 2.11 2.4; 3 Wilmette, cook 25,221 -12.21 36,960 Sth 219.6; 2.6; 2.6; Y No perville, Ou Page 42,601 -66.91 34,147 6th 2D2.5; 1.9; 1.9� 5 Olanv iev, Cook 32,060 N26.9; 33,0I5 9[N 196.4; 1.6; 2.5. 6 Park aio9e, Cook 36,70$ -9.2; 31,056 lath 16$.4; 1.9'. 2.7; 7 Palatine, Cook 32.166 -23.51 30,396 16th 160.5; 2.0; 3.6; p Arl,ngton Ne.ghts, Cook 66,116 -1.61 30,205 21st 179.4; 2.6; 2.9; 9 Elk Grove village, Cook arM Wpa9e 26.679 !41.01 21.210 36th 167.5; 1.7; 2.7% 10 wileaton, DUPa9e 47,043 X31.21 27,996 37th 166.21 3.3; 3.2; State or Illinois 11.427,414 .2.91 19,321 - 114.71 11.01 7.21 United states 2PN.545,/05 •11.41 16,141 - - 12.4; 6.51 botH As ranked 6y the U. S. Census bureau In the puolicatlon County are City Oats book. 1953 la Statistical A4stroct Supplement). - 5 - Housin (1980 Data) Owner Occupied Dwelling Units 6,392 Rental Dwelling Units 3,199 Median Home Value $78,300 Median Rental (per month) $ 325 Building Activity In the years 1975-1985, the Village experienced substantial building activity reflecting population increases and continued industrial development. The following table details construction activity in the Village, Building Permit Values: 1975-1985 pesib entiel ns tructipn !1 Number Of Commercial end Value ,nouttrlB. COn6tryctlon (1) Calendar Number of 525 Year permits Value 1975 254 $29,582,149 1976 38'21,222.097 4,011,949 1977 354 30,590,770 1978 32326,518,818 31,831,171 1979 306 28,092,793 1980 240 32,273,105 1981 267 19,571,704 1982 256 7,130,602 19e3 252 73.711,521 1964 292 33,171,033 1985 335 22,547,436 pesib entiel ns tructipn !1 Number Of perm) is Value 434 5 4,699,645 590 14,167,726 525 15,473,583 455 12,862,679 315 17,244,353 240 5,206,171 206 4,011,949 176 5,957,087 324 16,166,346 571 31,831,171 471 27,029,225 Miscellaneous unstructior I Number of permits vs lue 258 5 311,486 247 244,336 292 388,079 275 467,157 241 640,643 272 661,079 236 381,658 266 430,297 350 1,617,574 336 2,194.852 435 961,209 Notes: 111 Includes ail construction activities Including now buildings, additions and remodeling. (2) Includes permits for signs, pool,, fences and other •Istel unsous permits. 5o u rce: Construction information frpm the year-end report of the Building end Development Department, Village of Elk Grove Village. Economic Development The Village experiences a net inflow of employees every working day to its many business establishments. The 1980 Census reported an "employment/residence ratio" (number of persons working in the Village divided by the number of resident workers in the Village who reported their place of work) of 2.842. This figure was the highest in the State for communities with populations greater than 25,000 (Northbrook was second with a ratio of 1.8666). Of the 952 communities in the U.S. with populations greater than 25,000, only 11 had a higher ratio. The Centex Industrial Park, located in the eastern portion cf the Village, adjacent _to O'Hare International Airport, includes an estimated 2,400 firms employing approximately 44,000 persons. Employment in the Industrial Park comes from its 1,600 manufacturing and distribution firms, 700 service businesses and 100 commercial establishments. The 1977 and 1982 Census of Wholesale Trade ranked the Village second in Illinois in the number of employees, establishments and payroll. In terms of sales, the Village ranked fifth in 1977 and 4th in 1982. Between the 1972 and the 1977 Census, wholesale sales in the Village increased 117.6% versus 59.2% for Cook County and 84.0% for Illinois. Growth between 1977 and 1982, as reported by the Census of Wholesale Trade, is reported below: Elk Grove Vill Census of Wholesale Trade Census 1977 1982 Percent Increase 1977-82 Elk Grove State Number of Establishments 435 604 +38.9% +2.3% Number of Employees 7,819 12,103 +54.8% +2.50,, Annual Payroll (000) $ 125,206 $ 250,267 +99.9% +45.3% Sales (000) $2,646,000 $4,302,511 +62.5% +35.0% Employment The diversity of employment within the Cook and DuPage County area is reflected in a wide variety of employers and employment opportunities within the Village. Principal employers are listed on the following schedule: Ms Principal Employers Name Employees Alexian Brothers Med'cal Center 1,500 McGraw -Edison q Vw ti r.'t -1,000 Sola Basic ' '%-.0 Y.' -= C7q_,•_� 800 Alden Press 1983 f 600 TRW/CINCH 500 Enesco 2.0% 2.7% 400 Zenith 8.6% 6.6% 400 Pioneer Screw and Nut 8.5% 400 The Village's diverse employment opportunities and exceptional locational advantages are revealed in lower unemployment rates than those of the County or the State. Unemployed Rates -Civilian Labor Force (1) Notes: (1) By place of residence, not place of work. (2) 1984 Annual Average includes preliminary December data. Source: U.S. Department of Labor and Illinois Department of Labor. 1970 1980 Annual Average Census Census 1981 1982 1983 1984(2) Village of Elk Grove Village 2.0% 2.7% 5.2% 8.1% 8.6% 6.6% Cook County 3.7% 7.5% 8.5% 10.8% 10.6% 8.6% State of Illinois 3.7% 7.2% 8.5% 11.3% 11.4% 9.1% United States 4.9% 6.6% 7.6% 9.5% 9.6% 7.5% Notes: (1) By place of residence, not place of work. (2) 1984 Annual Average includes preliminary December data. Source: U.S. Department of Labor and Illinois Department of Labor. Tax Base The Village's proximity to O'Hare International Airport and location in the center of the transportation crossroads of the Northwest suburban area have fostered the strong growth of the industrial and manufacturing sector of the Village. The Village's ten largest property taxpayers and their facility descriptions reflect these influences. Taxpayer Trammell Crow Company Arthur J. Rogers, Inc. McGraw Edison Draper & Kramer Realty Liberty Properties, Inc. Elk Grove Terrace General Tire & Rubber Company Jewel Companies GTE Goodyear Tire Company Total Ten Largest Taxpayers Ten Largest Taxpayers Percentage of Total 1984 Assessed Description of Facility Valuation Valuation Elk Grove Industrial Park - $24,771,277 3.67% Rogers Industrial Park 10,591,563 1.57% Mfg. of Incandescent Lamps 7,320,640 SDK Industrial Park 6,938,718 1.03% Office Complex 5.499,450 .61% Apartment Complex 4,890,090 .73% warehouse/Distribution Center 3,534,394 .52% warehouse/Distribution Center 3,372,897 .50% warehouse/Distribution Center 3,191,026 .47% We rehouse/Distribution Center _3.154.769 •47 Z, 573.264.824 10.85% Source: Addison Township Assessor's Office and Elk Grove Township Assessor's Office. Village Employees The Village employs 284 persons and the Library employs another 55. The Village is not a party to any collective bargaining agreements, but is aware of certain organizational activity currently being conducted with respect to its employees. In general, the Village enjoys good relations with its employees. �)C PK-- - Pension Fund Obligations The Village participates in three defined benefit pension plans which cover substantially all employees. Retirement benefits are provided for employees who meet certain age and service requirements. Payments are generally correlated with the employees length of service and earnings. Legal requirements of the plans (including contributions, vesting, benefit and fund deficit provisions) are governed by Chapter 108-1(2 of the Illinois Statutes. The plans are funded by employee and employer contributions and interest earnings, with all administration costs borne by the Village. All employees, other than police officers, fire fighters and those working fewer than 1000 hours per year, are covered by the Illinois Municipal Retirement Fund (the "IMRF") which is a statewide multi-employer plan governed by a state board of trustees. The IMRF determines the contribution rate for the Village to provide for full funding of prior service costs, as determined actuarially, over a future period of not more than 40 years. Amortization of prior service costs began in 1962. The Village funds its portion of the plan through annual tax levies, which for Fiscal 1985 totalled $269,593. All Village police officers are covered by the Police Pension Fund and all firefighters are covered by the Firefighters's Pension Fund. Both plans are governed by separate Boards of Trustees constituted of Village officials and police or fire employee representatives. The Village funds its portion of each plan from annual tax levies. In Fiscal 1985, contributions totalled $293,796 and $467,901 for the Police and Firefighters's Pension Funds, respectively. Both funds are fully funded on an actuarial basis. Financial Operations of the Village Budget Process. The Village's Fiscal Year commences on May 1 of each year and ends on April 30 of the next succeeding year. The Village prepares its annual budget and appropriation ordinance and maintains its books on a modified accrual basis. Budgets are adopted by resolution of the Village Board in April. At least six months prior to the end of a Fiscal Year, each Village department begins preparation of its individual budget for the next Fiscal Year. During January the departmental budgets are reviewed and adjusted by the Village Manager. The proposed budget is presented to the Village Board by the Village Manager and is normally adopted by resolution during the month of April. The budget resolution forms the general outline from which the Appropriation Ordinance is derived. The Appropriation Ordinance, as adopted, is the legal spending authorization of the Village, and expenditures set forth in the Appropriation Ordinance may not be exceeded. All appropriations lapse at the end of the Fiscal Year and reappropriations are required in the following Fiscal Year. - 10 - Supplemental appropriation ordinances may be passed by the Village Board in the event that new sources of revenue become available within a Fiscal Year. The Village Board may approve line item budget transfers within a fund, but transfers among funds are not allowed. The Public Library Fund is administered by an elected Board of Directors. The Illinois Statutes provide the Library Board with authority to manage the operation of the Library, including financial management. The Library Board submits its appropriation and levy for the next fiscal year, which is included, without changes, with other funds of the Village in the Appropriation Ordinance. independent Audit. The Village's financial statements are audited annually by the independent accounting firm of Coopers and Lybrand, Chicago, Illinois who have audited the Village's financial statements since 1976. The Village's financial statement of governmental funds is prepared on a modified accrual basis of accounting. Financial Control Procedures. The Village's expenditures are monitored on a regular basis by the Director of Finance. Disbursements are made only if an expenditure is within the authorized appropriation. For each expenditure a purchase order is prepared and approved and the related appropriation is encumbered by the Treasurer before a check is issued. Fund Accounting. The Village reports financial results based on generally accepted accounting principles as promulgated by National Council on Governmental Accounting (NCGA) and its successor Governmental Accounting Standards Board (GASB). The accounts of the Village are divided into separate self -balancing funds comprised of its assets, liabilities, fund equity, revenues and expenditures, as appropriate. Government resources are allocated to and accounted for in six broadly defined governmental fund groups (General, Special Revenue, Capital Projects, Debt Service, Enterprise and Trust). The General Fund is the general operating fund of the Village. During Fiscal 1985 approximately 55% of the Village's revenues and expenditures were accounted for in the General Fund. Revenues. The principal sources of Village revenue for all funds, fund groups, and accounts are sales taxes, water and sewer fees, property taxes, federal grants and intergovernmental receipts. The primary sources of General Fund revenues are sales tax, property tax, intergovernmental receipts and license fees. For Fiscal 1985, the Village General Fund received revenues from the sources, in the amounts, and representing the percentages, as follows: Fund balance carry -forwards are also a significant factor in the financial condition of the General Fund. In recent Fiscal Years, fund balance carry -forwards have approximated $5,000,000, and since 1983 General Fund revenues exceeded expenditures prior to consideration of fund balance carry -forwards from the previous year. The Village has developed budgets and managed expenditures toward the goal of producing a General Fund balance at the end of the fiscal year sufficient to fund approximately one quarter's continuing General Fund operations. On April 30, 1985, out of a General Fund balance of $5.7 million, $4.6 million was held in cash and investments. Expenditures. The principal Village expenditures for all funds, fund groups and accounts are for public safety, water and sewer service, capital outlays, public works and general government. The Village's General Fund accounts for most of the basic services provided for by the Village. For Fiscal 1985, the Village General Fund had expenditures for the uses,__in the amounts, and representing the percentages, as follows: Increase Percent (Decrease) Revenue Source Amount of Total From 1984 Property Taxes $ 4,353,386 28.5%. $ 485,835 Municipal Sales Tax 5,542,940 36.2: 729,739 Other Taxes 430,665 2.8 173,006 Licenses and Permits 1,003,019 6.6 47,805 Intergovernmental Revenues 2,301,565 13.0 141,981 Charges for Services 82,855 - 1,, 6.,, ( 8,301) Fines and Forfeits 569,057 3.7 88,931 Interest Earned 829,266 5.4 148,310 Miscellaneous & Other Sources 179,951 1.2 ( 96,147) Total $15,292,704 100.0% $1,711,159 Fund balance carry -forwards are also a significant factor in the financial condition of the General Fund. In recent Fiscal Years, fund balance carry -forwards have approximated $5,000,000, and since 1983 General Fund revenues exceeded expenditures prior to consideration of fund balance carry -forwards from the previous year. The Village has developed budgets and managed expenditures toward the goal of producing a General Fund balance at the end of the fiscal year sufficient to fund approximately one quarter's continuing General Fund operations. On April 30, 1985, out of a General Fund balance of $5.7 million, $4.6 million was held in cash and investments. Expenditures. The principal Village expenditures for all funds, fund groups and accounts are for public safety, water and sewer service, capital outlays, public works and general government. The Village's General Fund accounts for most of the basic services provided for by the Village. For Fiscal 1985, the Village General Fund had expenditures for the uses,__in the amounts, and representing the percentages, as follows: - 12 - Increase Percent (Decrease) Function Amount of Total From 1984 General Government $ 1,788,022 14.4% $ 128,066 Public Safety 6,643,236 53.6 957,656 Highways and Streest 2,430,613 19.6 628,816 . Health 110,572 0.9 7,691 Community Services 54,461 0.4 4,555 Intellectual Environment 947,502 7.6 116,126 Public Works 91,288 0.7 ( 23,699) Pension Contributions 269,593 2.2 40,739 Debt Service 65,573 0.6 ( 18,038) Total $12,400,860 100.0% $1,841,912 - 12 - The following table represents a summary of revenues and expenditures prepared on a cash basis for the Village's General Fund for its five most recent -Fiscal Years. The tabulation on the second, page following presents the Combined Statement of all funds for the past five years, with a breakdown of the revenues and expenditures, and fund balances, for Fiscal -1985. - 13 - General Fund Statement of Revenues Expenditures and Changes in Fund Balance (1) Year Ended April 30 1985 1984 1983 1962 198: Property Tax $ 3,020,671 $ 3,021,361 41,060,462 $1,142,699 $1,291,105 • Municipal Sales Tax 5,542,940 4,813,201 4,380,076 2,280,030 -- Other Taxes 430,665 257,659 214,604 206,276 4,658,870 Licenses and permits 1,003,019 955,214 310,687 702,898 601,770 Intergovernmental Revenues - 1,365,951 1,305,434 1,152,967 1,078,391 346,47E Charges for Services 60,270 89,281 61,677 114,232 60,479 Fines and Forfeits- 552,434 461,602 357,438 272,565 216,295 • Interest Earned 693,243 549,867 517,959 697,854 641,951 Miscellaneous and Other Services 114,050 209,811 63:964 143,985 40,666 Total Revenues $12,833,243 $11,663,430 $8,119,834 $8,638,930 $7,857,612 . Expenditures - General Goveroment 1,719,241 1,652,277 1,751-1546 1,660,752 1,797,504 Public Safety 6,274,151 5,593,090 5,941,095 5,510,761 4,761,875 Highways and Streets 1,885,569 1,438,570 1,438,927 1,427,977 1,427,049 Health 110,572 102,881 106,075 94,316 69,046 Community Services 46,295 42,141 42,556 42,328 35,5:.- 5,8:.Total TotalExpenditures $10,035,828 $8,828,959 $9,280,199 $8,736,134 $8,091,286 Revenue Over (Under) Expenditures $ 2,797,415 $2,834,471 ($1,160,365) ($ 97,204) ($ 233,674) Other Financing Sources (Uses) (6) i (2,730,425) (10,837) 65,925 (6,555) 205,872 Adjustments to Fund Balance (3,000,000)(2) (252,178 (3) (565,864)(4) (505,559)(5) -- Fund Balance $3,050,463 $5,983,473 $3,412,017 $5,072,321 $5,6E:,6 ­ 5,6E,639(1) (1)Compiled from audita of Coopers and Lybrand, Chicago, Illinois. (2) Used to acquire Lake Michigan water. Transferred to Waterworks and Beverage Fund during Fiscal Year 1985. (3) Adjustment for change ln.accounting treatment for compensated absences for Village employees. (4) Adjustment for change in accounting treatment for property taxes. (5) Adustment for change in accounting treatment for pmparty taxes and residual equity transfer (838,313) from Debt Service Reserve Fund. (6) Figure includes "operating transfers" and issuance of installment notes. - 13 - - 14 - ,o Pmv m n n V P n m .'1 � ^ N ,••I .•I V O n n a a my ,O v OV � N m n •S 1 U m Vn N N U C V r O > m �T ,O .� P n C W 5 n a Y r m N Vl N N 4} n V r r N O O •Y N n •T m N J1 n n J1 n m 0 ,n O N N .O u n a V n m a O a n L C n v O F O I� I N 1 I I v I mm n 1 Y N m l0 L • 0 K N ^ 9 G N r N U p( W I N .•� N O m O ,O n N O O O N W H m N P N O m d P O n n n 9 V�Y1 - 5 A JI NI I NI a v n o a T\ Y v T my m N y V a 0 y n n O m a d O P n m O a 1 P C mm m T q V C y Y J1 N a P P P Iti a N q C O O v S. - 14 - n V P n m .'1 � ^ N ,••I .•I V O n n a a my ,O v OV � U m Vn N N N pfl N 1 O > •+ H ] n C W 5 n a Y r m •4 N fh N 4} N •Y N N +1 G q n n J1 n n N N .O u n a V n m a O a n L C n v O F O I� I N 1 I I v I mm n 1 Y N m l0 L • 0 K N - 14 - V O n n a a in N m .•1 ,O v OV � ••I P .V+ V 1 � m m O •+ H ] v C W n a Y r m 4} •Y N N +1 G q n a V n m a O a n C n v O d C m P N .tl n O V n h m n 1 P m N n m O N n n m l0 L • 0 y ^ N r N U N W N •� y H ti .n O P O n n N 9 - 5 A NI Y my m N y V a 0 y n n O m a d O P n m O a 1 P C mm m T q V C y Y J1 N a P P P Iti a N q C O O v S. r•1 m N r• N N m n m P N�n•1 O V N J N P n ,O .1 V nlm O I 0 I•I A q Y L .•. N i m q q W C C G � q j L q M O '•1 TS f ,0 O ] C y r y- r y '•� > Y T A r - +1 .1 y .]i µ - 14 - Capital Improvement Program The Village's "3 Year Capital Projects Program" for the Fiscal Years 1987-89 identifies capital projects and their associated costs for a three year time horizon. The projects and financing needs contained in this plan are detailed below: CAPITAL PROJECTS PROGRAM FOR THE FISCAL YEARS 1987, 1988, 1989 Fiscal Cost E.C.V. Amount Year Protects Estimate Share To Fund 1987 Municipal Building Addition $5,000,000 100% $5,000,000 - Watermaln Replacement - Landmeir Road 300,000 100% 300,000 Drainage Ditch Cleaning - Industrial Park 100,000 100% 100,000 Nicholas Boulevard Reconstruction 2,000,000 100% 2,000,000 Railroad Crossing Repairs (8) 20,000 100% 20,000 Sanitary Sewer Rehab -S. Devon/W. Meacham 200,000 100% 200,000 Carriage walks -Remove & Relocate 200,000 100% 200,000 Traffic Signals: Rohlwing/Biesterfield 110,000 100% 110,000 Devon/Ridge 150,000 25% 40.000 Total Estimate FY 1987 S 7.970.000 1988 Drainage Ditch Cleaning Program 100,000 100% 100,000 Pratt Avenue Reconstruction 2,500,000 100% 2,500,000 Carriage walks Program 200,000 100% 200,000 Ridge Avenue Life Station Rehabilitation 50,000 100% 50,000 Sanitary Force Main Replacement-Ridge/Laurel 300,000 100% 300,000 Tonne/Landmeier Intersection Improvement 300,000 50% 300,000 Touhy Avenue Life State Rehabilitation 70,000 100% 70,000 Traffic Signal Improvement-Higgins/Landmeier 150,000 25% 40,000 Intersection Improvement-Tonne/Devon 350,000 33% 120.000 Total Estimate FY 1988 (1) S 3.530.000 1989 Interchange- 1290/Biesterfield 6,000,000 33% 2,000,000 Traffic Signal-Biesterfield/Beisner 150,000 100% 150,000 Drainage Ditch Cleaning Program 100,000 100% 100,000 Carriage Walks Program 200,000 100% 200.000 Total Estimate FY 1989 $ 2.450.000 Total Three Year Program $13,950,000 Note: (1) Adjustment for Projects Completed in FY 1987 Tonne/Devon Intersection Improvement $3,530,000 Pratt Boulevard 165.000 $3,365,000 - 15 - The "3 Year Capital Projects Program" was initially presented to the Village Board in November, 1985 and adopted in April, 1986. The capital spending budget was passed by the Village Board along with its operating budget. Cash and Investment The two major sources of the Village's revenues are distributions from state municipal sales taxes and collections of the Village's property tax. Sales tax proceeds are received each month and real property taxes are received as collected. See "REAL PROPERTY ASSESSMENT, TAX LEVY AND COLLECTION PROCEDURES." Consistent with anticipated operating cash needs, the Village invests the maximum amount of its available funds in interest bearing securities. Investments are made in accordance with Illinois statutes and consist of Certificates of Deposit or U.S. Treasury Obligations. On April 30, 1985, approximately 99% of such available funds were so invested. During Fiscal 1985 the Village's interest receipts from such investments provided 5% of General Fund Revenue. Indebtedness As a home rule community, the Village may issue an unlimited dollar amount of general obligation debt. The Village became a home rule community in October, 1974 and has issued no general obligation bonds since that date. The Village had no general obligation debt outstanding prior to the issuance of the Bonds. Several installment purchases, all subject to annual appropriation, aggregate approximately $98,850 principal value. The Village has always paid principal and interest on a timely basis on all of its General Obligation and Revenue Bonds. - 16 - Statement of Direct and Overlapping General Obligation Debt (as of April 30, 1986) n;rrrr nohr Village of Elk Grove Village $9,750,000 Total Direct Debt $9,750,000 OverlaDDinz Debt Total Overlapping Debt $26,268,675 Total Direct and Overlapping Debt $36,018,675 Sources: DuPage County Clerk's Office and Cook County Clerk's Office. - 17 - Applicable to the Village Outstanding Taxing Body Bonds Percent (1) Amount Cook County $290,550,000 1.816 $ 5,276,388 Cook County Forest Preserve District 24,650,000 1.816 447,644 Metropolitan Sanitary District of Chicago 681,200,000 1.858 12,656,696 Elk Grove Village Park District 3,900,000 97.768 3,812,952 Mt. Prospect Park District 3,100,000 7.668 237,708 Schaumburg Park District 19,570,000 .863 168,889 School District #54 15,295,000 4.702 719,171 Elk Grove Rural Fire Protection District 335,000 .478 1,601 Palatine High School District {211 8,455,000 2.747 232,259 Township High School District X1214 2,005,000 21.562 432,318 Community College District #512 2,000,000 13.208 264,160 DuPage County 17,609,000 .619 109,000 DuPage County Forest Preserve District 68,335,000 .619 422,994 Bensenville Park District 1,160,000 6.997 81,165 Wood Dale Park District 575,000 17.376 99,912 School District #2 1,225,000 8.583 105,142 School District #7 175,000 19.452 34,041 High School District #100 8,985,000 12.228 1,098,686 Community College District #502 11,900,000 .571 671949 Total Overlapping Debt $26,268,675 Total Direct and Overlapping Debt $36,018,675 Sources: DuPage County Clerk's Office and Cook County Clerk's Office. - 17 - Debt Ratios and Per Capita Debt Village Population (U.S. Census 1984) 30,416 Estimated True Market Value of Property $2,024,822,000 Assessed Valuation of the Property (1984) Cook County 631,097,496 DuPage County 43,843,080 $ 674,940,576 True Value/Capita $66,440 Direct Debt/True Value 0.48% Assessed Value/Capita 22,147 Direct Debt/Assessed Value 1.44% Direct Debt/Capita 320 Direct and Overlapping Debt/True Value 1.78% Direct and Overlapping Direct and Overlapping Debt/Capita 1,182 Debt/Assessed Value 5.34% REAL PROPERTY ASSESSMENT, TAX LEVY AND COLLECTION PROCEDURES The information set forth under this caption relates to the procedures for assessing real property and levying and collecting real property taxes in Illinois. Separate taxes to pay principal of and interest on the Bonds have been levied on all taxable property within the Village. Most of the equalized assessed valuation of taxable property in the Village is located in Cook County (the "County"). The remainder is located in DuPage County. This Official Statement describes the procedures in the County; DuPage County is substantially similar. Assessment The County Assessor (the "Assessor") is responsible for the assessment of all taxable real property within the County except for certain railroad property that is assessed directly by the State. One quarter of the County is reassessed each year on a repeating quadrennial schedule established by the Assessor. Property in the County is separated into eight classifications for assessment purposes. After the Assessor establishes the fair market value of a parcel of land, that value is multipled by one of the classification percentages to arrive at the assessed valuation (the "Assessed Valuation") for that parcel. The classification percentages range from 16' for certain residential, commercial and industrial property to 40°; for other commercial and industrial property. The Assessor has established procedures enabling taxpayers to contest their Assessed Valuation set by the Assessor. Taxpayers can also petition for review of their assessments by the Cook County Board of (Tax) Appeals. In addition, limited judicial review of assessments is available during the collection process when the County Collector presents the Warrant Books (as defined below) to the Circuit Court for judgment. - 18 - Equalization After the Assessor has established the Assessed Valuation for each parcel for a given year, and following any revisions by the Cook County Board of (Tax) Appeals, the Illinois Department of Revenue is recjuired by statute to review the Assessed Valuations. The Department of Revenue establishes an equalization factor (the "Equalization Factor"), commonly called the "multiplier," for each county to make all valuations uniform among the 102 counties in the State. Under State law, the aggregate of the assessments within each county is to be equalized at 33 1/3% of estimated fair market value of the real property located within the county prior to any applicable exemptions. Once the Equalization Factor is established, the Assessed Valuation for each parcel determined by the Assessor, as revised by the Board of (Tax) Appeals, is multiplied by the Equalization Factor to Determine the equalized assessed valuation of that parcel. The Equalization Factor for 1984 taxes collected in 1985 was 1.8445. The equalized assessed valuation for each parcel is the final property valuation used for determination of tax liability. The aggregate equalized assessed valuation for all parcels in any taxing body's jurisdiction, plus the valuation of certain railroad property assessed directly by the State, constitutes the total real estate tax base for that taxing body and is the figure used to calculate tax rates. Equalized Assessed Valuation Exemptions The Annual Homestead Exemption provides that the equalized assessed valuation of certain property owned and used exclusively for residential purposes may be reduced for 1979 and subsequent years by the amount of any increase over the 1977 equalized assessed valuation, up to a maximum reduction of $3,500 beginning with the 1983 equalized assessed valuation. Additional exemptions exist for (i) senior citizens, whereby the Assessor may annually reduce the equalized assessed valuation on a senior citizen's home by $2,000, and (ii) disabled veterans, whereby the Assessor may annually exempt up to $30,000 of the Assessed Valuation of property owned and used exclusively by such veterans for residential purposes. The Homestead Improvement Exemption allows owners of single family residences to make up to $30,000 in home improvements without increasing the Assessed Valuation of their property for at least four years. Tax Increment Financinft i Municipalities are permitted to issue tax increment bonds to finance costs of redevelopment of vacant or blighted areas. Upon the issuance of any tax increment bonds, all tax revenues resulting from increases in the equalized assessed valuation of property in such redevelopment areas could be pledged to the tax increment bonds. Those revenues would not, accordingly, be available to pay debt service on the Bonds. However, taxes levied to pay debt service on the Bonds must nevertheless be extended at rates sufficient to produce amounts to pay the principal of the Bonds at maturity and the interest on the Bonds when due. No tax increment bonds have as yet been issued by the Village. - 19 - Tax Levy There are over six hundred units of local government in whole or in part in the County having taxing powers (the "Units"). The major Units having taxing power over property within the Village are the Village, School District No. 54, High School Districts Nos. 211 and 214, Community College District No. 502, the Metropolitan Sanitary Distric of Greater Chicago, the County and the Forest Preserve District of Cook County. As part of the annual operating budgetary process of the Units, ordinances are adopted by the designated body for each Unit in each year in which they determine to levy real estate taxes. These tax levy ordinances impose their respective real estate taxes in terms of a dollar amount. Each unit certifies its real estate tax levy, as established by ordinance, to the County Clerk's Office. The remaining administration and collection of the real estate taxes is statutorily assigned to the County Clerk and the County Treasurer. After the Units file their annual tax levies, the County Clerk computes the annual tax rate for each Unit by dividing the levy of each Unit by the equalized assessed valuation of the respective Unit. If any tax rate thus calculated exceeds any applicable statutory rate limit, the County Clerk disregards the excessive rate and applies the maximum rate permitted by law. (Taxes levied for debt service on the Bonds are not subject to any statutory rate limit.) The County Clerk then computes the total tax rate applicable to each parcel of real property by aggregating the tax rates of all of the Units having jurisdiction over the particular parcel. The County Clerk enters the tax determined by multiplying that total tax rate by the equalized assessed valuation of that parcel in the books prepared for the County Collector (the "Warrant Books") along with the tax rates, the Assessed Valuation and the equalized assessed valuation. The Warrant Books are the Collector's authority for the collection of taxes and are used by the Collector as the basis for issuing tax bills to all property owners. The Illinois Truth in Taxation Act imposes procedural limitations on a Unit's real estate taxing powers. Under the Illinois Truth in Taxation Act, notice in prescribed form must be published if the aggregate annual levy (exclusive of debt service levies) is estimated to exceed 105% of the levy of the preceding year, exclusive of election costs. A public hearing must also be held, which may be in conjunction with the budget hearing of the taxing district. No amount in excess of 105% of the preceding year's levy may be extended unless the levy is accompanied by a certification of compliance with the foregoing procedures. (The Illinois Truth in Taxation Act does not impose any limitation on the rate or the amount of the levies extended to pay principal of and interest on the Bonds.) - 20 - Collection Property taxes are collected by the Cook County Collector, who is also the Cook County Treasurer, who remits to each Unit its share of the collections. Taxes levied in one year become payable during the following year in two installments, the first due on March 1 and the second on the later of August 1 or 30 days after the mailing of the tax bills. The first installment is an estimated bill, and is one-half of the prior year's tax bill. The second installment is based on the current levy, assessment and equalization, and reflects any changes from the prior year in those factors. Taxes on railroad real property used for transportation purposes are payable in one lump sum on the same date as the second installment. During the periods of peak collections, tax receipts are forwarded to each Unit on a daily basis. At the end of each collection year, the Collector presents the Warrant Books to the Circuit Court, and applies for a judgment for all unpaid taxes. The court order resulting from that application for judgment provides for a sale of all property with unpaid taxes shown on that year's Warrant Books. A public sale is held, at which time successful bidders pay the unpaid taxes plus penalties. Unpaid taxes accrue penalties at the rate of 1.5% per month from their due date until the date of sale. Taxpayers can redeem their property by paying the tax buyer the amount paid at the sale, plus a maximum of 18 percent for each six month period after the sale. If no redemption is made within two years, the tax buyer receives a deed to the property. In addition, there are miscellaneous statutory provisions for foreclosure of tax liens. Delay in Tax Collections Since 1973 the first installment due date has been March 1. Delays in certifying the final Equalization Factor or, occasionally, litigation, have delayed sending out the second installment tax bills and have correspondingly extended the second installment due date. The following table shows the second installment due dates in the County in recent years: Year of Leery Second Installment Due Date 1984 .............................. August 30, 1985 1983 .............................. August 20, 1984 1982 .............................. August 15, 1983 1981 .............................. August 6, 1982 1980 .............................. October 1, 1981 - 21 - The following tables provide statistical data regarding the Village's real property tax base and comparative tax rates of certain major local governmental units. Village of Elk Grove Village, Illinois Elk Grove Township Typical Tax Raise Per 5100 of Assessed Valuation C tai Bodv �,�4 �99.L 981 .1409_ - - �.8 '�L -304 '!16% 61 Caok County .929 .907 .820 41 790 44 .681 .106 .fi1B .095 ..66 .094 Forest Preserve .118 .116 .117 .107 .104 .101 .100 Elk Grave Township: .072 .077 .080 .067 .065 .045 Town General A'sistsnc* .057 - .037 .021 .036 .024 .051 .013 .016 - - - .018 .030 .046 .030 .047 Road and Bridge Suburban TB Sanitarium .013 .012 .014 .012 .014 .012 .015 .013 .043 .014 .094 .016 .018 .038 .022 .021 .011 Northwest Most. Abatement .016 .016 .016 .015 .016 .016 All .016 .017 .018 Metropolitan Sanitary District .694 .715 .664 .643 .551 .607 .592 .534 .484 .390 village of Elk Grove Village .563 .719 .671 .419 .579 .719 .801 .946 - .950 .645 Eik Grove Village Public Library (1) .228 - - - - .357 .372 .299 Elk Grove Village Park District .362 .356 1.887 .324 1.918 .111 1.897 .350 2.346 .343 2.544 .385 2.519 2.542 2.602 2.588 School District #59 1.678 2.071 2.050 1.934 1.763 2.147 2.245 2.298 2.394 2.397 2.289 High School District #214 Community College District #512 176 .197 .188 .194 .219 .201 .213 .215 .218 .221 Total Tax Bill (2) 6.917 7,037 6.738 6.182 7,247 7+611 7,700 7+859 2`25 7,233 Source: Cook County Clark's Office. Note: (ll Prior to 1984 the Elk Grove Village Public Library was included in the Village of Elk Grove Village tax raise. (2) The Village of Elk Grove Village is situated in part of two counties, Cook and Du Page, and three townships, Addison, Schaumburg, and Elk Grove. The total to. rate for a taxpayer is determined by the taxing agencies located in the county and township in which the property is situated. Village of Elk Grove Village, Illinois Schaumburg Township Typical Tax Rates Per S100 of Assessed Valuation Governmental eodv 1984 1987 1982 1961 1980 1979_ 197D 1911 1976 7915 Cook County ,929 907 .620 .741 .790 4Y .tial .604 .618 566 Forest Preserve .118 .116 .117 .107 .104 .101 .100 .106 .095 .094 Schaumburg Township: Town (1) ,063 .061 .026 .255 .288 .320 .252 .257 .253 .248 General Assistance .011 .010 .003 .003 .007 .020 .028 .034 .049 .048 Road and Bridge ,014 .029 .039 .057 .077 .104 .093 .069 .029 .030 Library (1) ,281 .230 .223 Suburban TB Sanitarium .012 .012 .012 .013 .014 .018 .018 .022 .021 .011 Metropolitan Sanitary District .694 .715 .664 .643 .551 .607 .592 .534 .484 .390 Northwest Most. Abatement .016 .016 .016 .015 .016 .018 .013 .016 .017 .018 Village of Elk Grove Village .563 .719 .671 .419 .579 .719 .801 .946 .950 .645 Elk Grove Village Park District .362 .356 .324 .311 .350 .343 .385 .357 .372 .299 School District #54 3.306 2.614 2.604 2.667 2.818 2.675 2.852 2.693 2.841 2.781 High School District #211 2.352 2.356 2.037 1.812 2.040 2.281 2.424 2.422 2.539 2.618 Community College District #512 .176 .197 .188 "194 .219 .207 .213 .215 JIB .221 Total Tax 8111 (2) 8.897 8.335 7.744 7.237 7,853 8.257 8.452 8.275 8.486 7.969 Source: Cook County Clerk's Office. Note: (1) Library included in town rate prior to 1982. (2) The Village of Elk Grove Village is situated in part of two counties, Cook and Outage, and three township', Addison, Schaumburg, and Elk Grove. The total tax rate for a taxpayer is determined by the taxing agencies located in the county and township in which the property is situated. - 22- 1 VII U9e of Elk Crvq Village, Illinois Asalss:r V<Iw an Estimated Trua V.I.. • of all Taxable "Party (1) Last rve $itch Year& Vils." Eat. as led jl R fro Ra' road lrooerty Total True Valve it lmvv Yeer Coo, Du9ao Total Coot Qu9,gt Total 1960 $443,406,454 $3!.201.637 5461,608,091 $32,502 - $32.502 6481.640,593 61,376,115,9!0 1911 601,213.316 42.256,56' 643,469,665 36,115 - 36.115 643,508,020 , 836,544, )4e 1149:.046.5B9 1982 64 B.BB4,662 44,229,707 692.614,369 3).944 - 3).944 692,652.313 1,9)9,D06.5B9 1963 640.087,510 43,566,390 681,675.920 16,903 - 38,903 683,714,823 1,953,470,923 1984 631,040,196 41.843,080 674,683,278 $7,296 57.298 674,940.576 1,978,691.391 Alot,, l (1) The State of Illinois DeO,rtment Of Revenve it repUirad by lsV to aXawin! the ....a... nt RrodadU Mt in ..on C.Ynty end Yke ad,lustments for O.M.-I,. ttseueent bvel s. this is dons by aatign roq an feet., to tn! sss<sset Va1Va a, da to M�n10 by the IndiYld Yat ... ht,Th< IpYa 11210 atalated VIIVa It than Vted by the Caunty t. a9Ma0 the U. "V), and tat tax retail. The lueuad value anoxh .n this exhibit is the, 1pw llxed auewad Valu.. 6.0 Me: Was, County Clork't Office and Cook Codnty Aatataor's Office. 'j 1 s i Tax Extensions and Current Collections i Fiscal Fiscal Collections Percentage of Year of Year of Total Tax of Current Current Year's Tax Levy Collections Levy Year's Levy Levy Collected 1975 1976 $2,035,939 $1,921,878 94.40° 1976 1977 2,163,823 1,970,376 91.06 1977 1978 3,465,039 3,050,214 88.03 1978 1979, 4,097,488 3,630,623 88.61 1979 1980 3,891,282 3,474,204 89.28 1980 1981 3,325,505 3,117,356 93.74 1981 1982 2,800,200 2,786,802 99.52 1982 1983 2,745,300 2,703,150 98.46 1983 1984 4,717,743 4,646,783 98.50 1984 1985 4,972,036 4,971,053 99.98 t -23 - Breakdown of 1984 Equalized Assessed Valuation Component Valuation Percent Residential $107,660,025 15.95% Commercial 43,322,451 6.42% Industrial 523,891,275 77.62% Farms 9,527 0.00% Railroad 57.298 0.01% Total $674,940,576 100.00% RATINGS Moody's Investors Service, Inc. ("Moody's"), 99 Church Street, New York, New York 10007, has assigned the rating set forth on the front cover to the Bonds. Certain information was supplied by the Village to Moody's to be considered in evaluating the Bonds. The rating expresses only the view of Moody's, and an explanation of its significance may be obtained only from Moody's. There is no assurance that such rating will continue for any period of time or that it will not be revised or withdrawn. A revision or withdrawal of the rating may have an adverse effect on the market price of the Bonds. LITIGATION The Village is not a party to, nor has it been threatened with, any litigation concerning the Bonds or the Ordinance. At the time of delivery of the Bonds, the Village will certify that there is no litigation or other proceeding pending or, to the knowledge of the Agency threatened, in any court, agency or other administrative body (either state or federal) restraining or enjoining the issuance, sale or delivery of the Bonds, or in any way questioning or affecting (i) the proceedings under which the Bonds are to be issued, (ii) the validity of any provision of the Bonds or the Ordinance, (iii) the levy, extension or collection of the taxes levied and pledged to the payment of the principal of and interest on the Bonds or (iv) the legal existence of the Village or the title to office of the present officials of the Village. LEGALITY Issuance of the Bonds is subject to the delivery of an approving legal opinion by Isham, Lincoln & Beale, Chicago, Illinois, Bond Counsel, in the form set forth as Appendix A. A copy of the approving legal opinion will be printed on each Bond. - 24 - TAX EXEMPTION In the opinion of Isham, Lincoln and Beale, Chicago, Illinois, interest on the Bonds is exempt from federal income taxes under existing law as of the date of original delivery of the Bonds. Interest on the Bonds is not exempt from Illinois income taxes. PENDING FEDERAL TAX LEGISLATION On December 17, 1985, the United States House of Representatives passed the Tax Reform Act of 1985, H.R. 3838 (the bill in that form is referred to as "H.R. 3838"). H.R. 3838 is currently pending in the United States Senate. H.R. 3638 would make substantial changes in federal income tax law. Certain of those changes relate to the tax-exempt status of interest on bonds issued by state and local governments on or after January 1, 1986. H.R. 3838 would establish various additional requirements which, if applicable, would have to be met in order for interest on the Bonds to be exempt from federal income taxes. Among these is a requirement that the Village spend not less than 5% of the net proceeds of the Bonds within 30 days of their date of issuance. Under H.R. 3838 the failure of the Village to comply with these requirements could result in interest on the Bonds being taxable, retroactive to the date of issuance of the Bonds. On March 14, 1986, the Chairmen and ranking members, respectively, of the Senate Finance Committee and the House Ways and Means Committee and the Secretary of the Treasury issued a joint statement (the "Joint Statement") endorsing a postponement of the effective date of certain provisions of H.R. 3838 to the earlier of September 1, 1986 or the date of its enactment. Under the Joint Statement, the provisions of H.R. 3838 relating to expenditure within 30 days of issuance and certain other requirements would not apply to Bonds issued prior to the earlier of September 1, 1986 or the date of enactment of the legislation. Upon the delivery of the Bonds, Bond Counsel is to deliver its additional opinion to the effect that, if the effective date of the 11 provisions of H.R. 3838 referred to in the Joint Statement is subsequent to the issuance of the Bonds, interest on the Bonds is exempt from federal income taxes under existing law, as it would be amended by H.R. 3838 with such an effective date as to those provisions. The ` additional opinion of Bond Counsel, however, will be to the effect that, f if the Bonds are held by property and casualty insurance companies, interest on the Bonds may be subject, under the provisions of H.R. 3838, to what is, in effect, a minimum tax for taxable years beginning after 1987. The United States Senate has referred H.R. 3838 to its Finance Committee. On March 18, 1986, the Chairman of the Finance Committee released a set of proposals ( the "Chairman's Proposal"), to serve as a starting point for the Finance Committee's consideration of H.R. 3838. - 25 - One aspect of the Chairman's Proposal would include interest on all existing and future bonds issued by state and local governments as a preference item to be included in calculating an alternative minimum tax for corporate and individual taxpayers. On March 24, 1986, the Senate Finance Committee agreed to work from the Chairman's Proposal in considering tax reform legislation, but agreed that any decision made by the Finance Committee on whether to include interest on state and local government bonds as a preference item with respect to an alternate minimum tax would apply only to bonds issued after 1986. Wke+tee n+ V -114)e c.. er ."It `."riy There can be no assur nce as to what, if any, federal tax legislation ultimately may be enacted and what effect, if any, may be on t e taxability of interest on the Bonds o "s.� MISCELLANEOUS e%,g/.f+a., The covenants and agreements of the Village with the holders of the Bonds are fully set forth in the Ordinance and reference is made to the Ordinance for a definitive statement of the rights and obligations of the Bondholders and the Village. Neither this Official Statement nor any statement which may have been made orally or in writing is to be construed as a contract with the holders of any of the Bonds. Any statement contained in this Official Statement involving matters of opinion, whether or not expressly so stated, is intended as such and not as a representation of fact. The execution and delivery of this Official Statement has been duly authorized by the Village. May 1, 1986 VILLAGE OF ELK GROVE VILLAGE, ILLINOIS /s/ Charles J. Zettek Village President ZWT-� r Form of Opinion of Bond Counsel Gentlemen: Appendix A We have examined a certified copy of the transcript of proceedings and accompanying certificates relating to the issuance of $9,750,000 aggregate principal amount of Corporate Purpose Bonds, Series 1985 (the "Bonds"), of the Village of Elk Grove Village, Cook and DuPage Counties, Illinois (the "Village"). The Bonds are initially dated May 1, 1986 and mature on the dates and in the amounts and bear interest at the rates per year as follows: Maturing (December 1) Amount Maturing 1988 $255,000 1989 265,000 1990 280,000 1991 300,000 1992 315,000 1993 335,000 1994 360,000 1995 380,000 1996 405,000 1997 435,000 1998 465,000 1999 495,000 2000 530,000 2001 570,000 2002 610,000 2003 650,000 2004 695,000 2005 745,000 2006 800,000 2007 860,000 Interest Rate Interest on the Bonds is payable on June 1 and December 1 in each year, with the first interest payment date being December 1, 1986. Bonds maturing on or after December 1, 1996 are subject to redemption at such times and upon such terms as are stated in the Bonds. We have also examined executed Bond number 1. E, Based upon our examination of the certified copy of the transcript of proceedings, the accompanying certificates and the Bond referred to above, it is our opinion that the Bonds are valid and legally binding ' general obligations of the Village in accordance with their terms, payable from ad valorem taxes levied against all of the taxable property in the Village without limitation as to rate or amount. We are further of the opinion that interest on the Bonds is exempt from federal income taxes under existing law. Very respectfully yours, i EXHIBIT C UNITED STATES OF AMERICA STATE OF ILLINOIS COUNTIES OF COOK AND DUPAGE VILLAGE OF ELK GROVE VILLAGE CORPORATE PURPOSE BOND, SERIES 1985 Bond No. R Registered Owner: Principal Amount: $ Interest Rate: Date of Maturity: The Village of Elk Grove Village, Cook and DuPage Counties, Illinois (the "Village"), for value received, promises to pay to the Registered Owner specified above or registered assigns, upon presentation and surrender of this bond at the principal corporate trust office of American National Bank and Trust Company of Chicago, Chicago, Illinois (the "Paying Agent") the Principal Amount of this bond specified above on the Date of Maturity specified above and to pay the registered owner of this bond interest on that sum at the Interest Rate per year specified above from the Date of Bond specified below to the date of payment of this bond, payable semiannually on June 1 and December 1, with the first interest payment date being December 1, 1986. Interest shall be computed on the basis of a 360 -day year of twelve 30 -day months. Interest on this bond shall be payable on each interest payment date by check or draft of the Paying Agent mailed to the person in whose name this bond is registered at the close of business on the 15th day of the month next preceding that interest payment date. The principal of and interest on this bond are payable in lawful money of the United States of America. No interest shall accrue on this bond after its Date of Maturity unless this bond shall have been presented for payment at maturity and shall not then have been paid. This bond is one of an authorized issue of bonds in the aggregate principal amount of $9,750,000, the proceeds of which are to be used for corporate purposes of the Village as described in the Ordinances of the Village authorizing the issuance of this bond and the issue of bonds of which it is a part (the "Ordinances"). This bond was issued in accordance with the Illinois Constitution and pursuant to the Ordinances. This bond and the issue of which it is a part (together, the "Bonds") have been issued by the Village upon full payment therefor as provided in the Ordinances. The full faith and credit of the Village and the tax levy referred to below are irrevocably pledged to the punctual payment of the principal of and the interest on this bond. This bond is a general obligation of the Village. Bonds maturing on December 1 of each of the years 1988 through 1995, inclusive, are not redeemable prior to their maturity. C-2 Bonds maturing on December 1 of each of the years 1996 through 2007, inclusive, are redeemable prior to their maturity at the option of the Village, in whole or in part, on any interest payment date on or after December 1, 1995, at a redemption price equal to their principal amount plus in each case accrued and unpaid interest to the date of redemption. If less than all the Bonds of any maturity are to be redeemed on any redemption date, the Bond Registrar described below will assign to each Bond of the maturity to be redeemed a distinctive number for each $5,000 of principal amount of that Bond. The Bond Registrar will then select by lot from the numbers so assigned, using such method as it shall deem proper in its discretion, as many numbers as, at $5,000 per number, shall equal the principal amount of Bonds of that maturity to be redeemed. Notice of the redemption of any Bonds, which by their terms shall have become subject to redemption, will be given to the registered owner of each Bond called for redemption in whole or in part not less than 30 or more than 60 days before any date established for redemption of Bonds, by the Bond Registrar, on behalf of the Village, by registered or certified mail sent to the registered owner's last address, if any, appearing on the registration books kept by the Bond Regis- trar. In the case of a Bond to be redeemed in part only, the C-3 C notice will specify the portion of the principal amount of the Bond to be redeemed. The mailing of the notice specified above to the registered owner of any Bond will be a condition prece- dent to the redemption of that Bond, provided that any notice which is mailed in accordance with the Ordinances will be con- clusively presumed to have been duly given whether or not the owner received that notice. The failure to mail notice to the owner of any Bond, or any defect in that notice, shall not affect the validity of the redemption of any other Bonds. This bond is negotiable, subject to the following pro- visions for registration and registration of transfer. The Village maintains books for the registration and registration of transfer of Bonds at the principal corporate trust office of the Bond Registrar appointed in the Ordinances of the Village authorizing the sale of the Bonds. This bond is registered on those books and transfer of this bond may be registered on those books upon surrender of this bond to the Bond Registrar by the registered owner or his or her attorney duly authorized in writing together with a written instrument of transfer satisfactory to the Bond Registrar duly executed by the registered owner or his or her duly authorized attorney. Upon surrender of this bond for registration of transfer, a new bond or bonds in the same aggregate principal amount and of the same maturity will be issued to the transferee as provided in the Ordinances. :�I J This bond may be exchanged, at the option of the registered owner, for an equal aggregate principal amount of bonds of the same maturity of any other authorized denomina- tions, upon surrender of this bond at the principal corporate trust office of the Bond Registrar with a written instrument of transfer satisfactory to the Bond Registrar duly executed by the registered owner or his or her duly authorized attorney. For every exchange or registration of transfer of this bond, the Village or the Bond Registrar may make a charge sufficient to reimburse it for any tax, fee or other govern- mental charge, other than one imposed by the Village, required to be paid with respect to that exchange or transfer, and pay- ment of that charge by the person requesting exchange or regis- tration of transfer shall be a condition precedent to that exchange or registration of transfer. No other charge may be made by the Village or the Bond Registrar as a condition prece- dent to exchange or registration of transfer of this bond. The Bond Registrar will not be required to exchange or register the transfer of any Bond after notice of redemption of that Bond or any portion of that Bond has been mailed, or during the 15 days next preceding mailing of a notice of redemption of Bonds. The Village, the Paying Agent and the Bond Registrar may treat the registered owner of this bond as its absolute owner, whether or not this bond is overdue, for the purpose of receiving payment of the principal of or interest on this bond C-5 and for all other purposes, and neither the Village, the Bond Registrar nor the Paying Agent shall be affected by any notice to the contrary. Payment of the principal of and interest on this bond shall be made only to its registered owner, and all such payments shall be valid and effective to satisfy the obli- gation of the Village on this bond to the extent of the amount paid. All conditions which by law must have existed or must have been fulfilled in the issuance of this bond existed and were fulfilled in compliance with law. Provision has been made for the levy and collection of a direct annual tax, in addition to all other taxes, sufficient to pay and discharge the principal of this bond at maturity and to pay interest on this bond as it falls due. The issuance of the Bonds by the Village will not cause the Village to exceed or violate any applicable limitation or condition respecting the issuance of bonds imposed by the law of Illinois or by any ordinance or resolu- tion of the Village. The Bonds are issued for purposes for which the Village is authorized by law to issue bonds including to pay costs of the Village for public works improvements and extensions and to pay costs of the Village in connection with the issuance of the Bonds. This bond shall not be valid for any purpose unless and until the certificate of authentication on this bond shall have been duly executed by the Authenticating Agent. 19 IN WITNESS WHEREOF, the Village of Elk Grove Village, Cook and DuPage Counties, Illinois, by its President and Board of Trustees, has caused this bond to be executed by the manual or facsimile signature of its President and the manual or facsimile signature of its Village Clerk and has caused its corporate seal to be affixed to this bond (or a facsimile of its seal to be printed on this bond), all as of the Date of Bond specified below. Date of Bond: (SEAL) ATTEST: Patricia S. Smith Village Clerk VILLAGE OF ELK GROVE VILLAGE, ILLINOIS By Charles T ZPttek President C-7 Date of Authentication: This bond is one of the bonds described in the Ordi- nances authorizing the issuance of $9,750,000 Village of Elk Grove Village Corporate Purpose Bonds, Series 1985. American National Bank and Trust Company of Chicago, Authenticating Agent Authorized Officer For Value Received, the undersigned sells, assigns and transfers to this bond and all rights and title under this bond, and irrevocably constitutes and appoints attorney to transfer this bond on the books kept for registration of this bond. Dated: