HomeMy WebLinkAboutORDINANCE - 263 - 12/20/1962 - REVENUE BONDSAN ORDINANCE authorizing and providing for
the issue of $4,000,000 Waterworks and
Sewerage Revenue Bonds, Series 1963, of the
Village of Elk Grove Village, Cook and
DuPage Counties, Illinois, and providing
for paying the principal and interest of said
bonds and the operation and maintenance of
the waterworks and sewerage system and
providing other funds therefor.
WHEREAS the Village of Elk Grove Village has heretofore entered into a contract with
the Elk Grove Water and Sewer Company, Inc., an Illinois Public Utility Corporation, where-
by the Village will purchase and the Company will sell its entire existing waterworks and
sewerage systems now being operated in said Village and in areas immediately contiguous
thereto by said Company, consisting of all of the properties, real, personal and mixed,
which comprise or form a part of the waterworks system and sewerage system owned and op-
erated by said Elk Grove Water and Sewer Company, Inc, as of August I, 1962, together with
all additions and improvements made and contracted for after August 1, 1962 and prior to
the closing date, including any work in progress as of the closing date, and
WHEREAS the Village of Elk Grove Village deems it advisable, necessary and in the
interests of the inhabitants of the Village that upon acquisition of the waterworks system
from the Elk Grove Water and Sewer Company, Inc., that certain improvements and extensions
be made to the waterworks system consisting of an elevated storage tank of at least 500,000
gallons capacity, a well drilled to and drawing water from the Galesville sandstone form-
ation, necessary pumps and other appurtenances and related facilities necessary to make
said elevated storage tank an integral part of the combined waterworks and sewerage system
of said Village, and that pursuant to the contract entered into by and between the Village
and said Elk Grove Water and Sewer Company, Inc., the said company will acquire the real
estate for the construction of said elevated storage tank and well in the area bounded by
Arlington Heights Road, Biester Field Road, Bisner Road and Cosman Road, and construct the
elevated storage tank thereon, drill the well and provide for the necessary pumps and other
appurtenances and related facilities necessary to make said elevated storage tank an in-
tegral part of the combined waterworks and sewerage system of said Village, and that it is
in the best interests of said Village to acquire said facilities upon completion thereof
by said company; all in accordance with the engineers' report therefor heretofore approved
by this President and Board of Trustees and now on file in the office of the Village Clerk
for public inspection; and
WHEREAS it is deemed advisable, necessary and in the best interests of public health
and safety of the Village of Elk Grove Village that the existing waterworks and sewerage
systems, above described, be acquired and that the improvements thereto, above described,
be made at a total cost of $4,000,000 for such acquisition and improvements above referred
to including all legal, engineering, administrative costs and bond discount;. and
WHEREAS the Village does not have sufficient funds available for the purpose of ac-
quiring and improving said system and it will be necessary for the Village to borrow
$4,000,000 and, in evidence thereof, to issue its waterworks and sewerage revenue bonds
therefor; and
WHEREAS the Village of Elk Grove Village is authorized pursuant to the provisions
of Division 139 of Article 11 of the Illinois Municipal Code to operate a waterworks
system and a sewerage system as a combined waterworks and sewerage system, and to issue its
waterworks and sewerage revenue bonds payable from the revenues of said system in an amount
sufficient to pay the cost of acquiring the existing waterworks and sewerage systems, above
described, and to pay the cost of constructing the improvements above described.
NOW, THEREFORE, Be It Ordained by the President and Board of Trustees of the Village
of Elk Grove Village, Cook and Dupage Counties, Illinois as follows:
Section 1. That said Village of Elk Grove Village has caused an estimate to be made
of the cost of acquiring said existing waterworks and sewerage systems and upon acqusisition,
to acquire the improvements and extensions to the said combined waterworks and sewerage
system of said Village, all as described in the preambles of this Ordinance, and all in
accordance with the plans and report of the engineers for said Village heretofore approved
by the Board of Trustees and now on file with the Village Clerk for public inspection, and
does hereby determine that the estimated total cost thereof, including all legal, engineer-
ing, administrative costs and bond discount, is the sum of $4,000,000.
Section 2. That the Board of Trustees does hereby determine that it is in the best
interests of the Village of Elk Grove Village; that said waterworks and sewerage systems be
acquired together with said improvements and that thereafter said systems be operated as a
combined waterworks and sewerage system, and does hereby determine the period of usefulness
of said combined waterworks and sewerage system, including the proposed improvements and
extensions to be made thereto, to be forty (40) years.
Section .j. That the Village of Elk Grove Village does not have sufficient funds
available for the purpose of acquiring said waterworks and sewerage systems and including
the improvements and extensions to said combined waterworks and sewerage system, as afore-
said, and for that purpose, it will require the issue by said Village of $4,000,000 Water-
works and Sewerage Revenue Bonds which are hereby authorized under the provisions of
Division 139 of Article 11 of the Illinois Municipal Code, approved May 29, 1961, and all
laws thereunto enabling.
Said bonds shall be designated Waterworks and Sewerage Revenue Bonds, Series 1963,
shall be in the principal amount of $4,000,000, in the form of negotiable coupon bonds,
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0
dated February 1, 1963, numbered I and upwards in consecutive order ending with number 800,
of $5,000 denomination, and shall be expressed to mature on May Ist in each of the years
and amounts as follows, subject to the right of redemption prior to maturity as hereinafter
provided:
1966.....$
10,000
1967.....
30,000
1968.....
40,000
1969.....
5o,000
1970.....
6o,000
1971.....
70,000
1972.....
80,000
1973.....
90,000
1974.....
100,000
1975.....
110,000
1976.....
120,000
1977.....
130,000
1978.....
14o,000
1979.....$150,000
1980.....
16o,000
1981.....
170,000
1982.....
180,000
1983.....
190,000
1984.....
200,000
1985.....
210,000
1986.....
220,000
1987.....
230,000
1988.....
24o,000
1989.....
250,000
1990.....
250,000
1991.....
260,000
1992.....
260,000
Bonds maturing on and prior to May 1, 1973, shall not be callable for redemption
prior to their maturity, but the bonds maturing on and after May I, 1974, shall be redeem-
able prior to their maturity at the option of the Village, either in whole or in part, on
any interest payment date on or after May 1, 1973, through the use of revenues only and in
whole from any moneys that may be made available for such purpose other than the revenues
on any date on and after May I, 1983, at the per value thereof plus accrued interest to
date of redemption. If less than all of said bonds are called for redemption at any time,
they shall be called in the inverse order of their maturity and by lot within a maturity
if less than a whole maturity is redeemed.
Notice of redemption of any bonds that are redeemable prior to their maturity shall
be given by registered mail to the registered holder at the address shown on the Registrar's
books and as to all other holders by one publication in The Bond Buyer, published in the
City of New York, New York, or in the event it ceases publication, then in a financial
newspaper published in the City of Chicago, Illinois, at least thirty (30) days prior to
the date fixed for reder,ption thereof when the date of redemption coincides with an inter-
est payment date, and an additional notice shall be published not more than thirty (30)
nor less than fifteen (15) days prior to the date of redemption when said redemption date
is a date other than an interest payment date, and by filing such notice with the paying
agent of said bonds at least thirty (30) days prior to the date fixed for redemption there-
of. Such notice shall designate the date fixed for redemption, the amount and numbers of
the bonds called for redemption, the terms of redemption, and upon the giving of such
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notica and providing funds for the redemption of said bonds, interest shall cease on the
bonds called for redemption from and after the redemption(dmte so specified.
Section 4. (A) Said bonds shall bear interest from date thereof until paid at
such rate or rates, not exceeding Five Per Cent (5%) per annum, as shall be specified in
the Ordinance providing for the delivery of said bonds as hereinafter provided, and both
the principal of and interest on said bonds shall be payable in lawful money of the United
States of America at such bank or trust company as shall be mutually agreeable to the
Village and the purchaser of said bonds and as specified in the Ordinance providing for
the delivery of said bonds.
(6) The interest on said bonds falling due on and prior to the maturity
of said bonds shall be evidenced by appropriate interest coupons to be attached to said
bonds, and such interest shall be payable May 1, 1963 and semiannually thereafter on May
I and November i of each year until paid.
(C) Said bonds shall be signed by the President and attested by the
Village Clerk, with the real of said Village affixed, and the interest coupons attached
to said bonds evidencing the rate or rates of interest said bonds will bear shall be
executed by the facsimile signatures of said President and said Village Clerk, and said
officials by the execution of said bonds shall adopt as and for their own proper signatures
their respective facsimile signatures appearing on said coupons.
(D) Said bonds, together with interest thereon, shall be payable solely
from the revenues derived from the combined wnterworks and sewerage system of said Village
in the manner hereinafter desr.ribed, and such bonds shall not in any event constitute an
indebtedness of said Villag,; within the moaning of any constitutional or statutory limit-
ation and shall be coequal as to the pledge of said revenues securing the payment thereof
and share ratably and equally without any preference, priority or distinction of one over
another as to the source or method of payment and security of said bonds.
Section 5. Any of said bonds may be registered as to principal at any time, prior
to maturity, in the name of the holder on the books of said Village in the office of the
Village Treasurer, such registration to be noted on the back of the bonds by the said
Treasurer of said Village, and thereafter the principal of such registered bonds shall be
payable only to the registered holder, his legal representatives or assigns. Such regis-
tered bonds shall be transferable to another registered holder or back to bearer only upon
presentation to the Treasurer, with a legal assignment duly acknowledged or approved.
Registration of any such bonds shall not affect negotiability of the coupons thereto attach-
ed, but such coupons shall be transferable by delivery merely.
Section 6. That f_he form of said bonds shall be substantially as follows with
appropriate omissions and in,ortiors to give; effect to differences of maturity dates, rates
of interest, name of paying agent, terms of prior redemption, number and recitals:
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Number
(Form of Bond)
UNITED STATES OF AMERICA
STATE OF ILLINOIS COUNTIES OF COOK AND DUPAGE
VILLAGE OF ELK GROVE VILLAGE
WATERWORKS AND SEWERAGE REVENUE BOND, SERIES 1963
$5,000
KNOW ALL MEN BY THESE PRESENTS, that the Village of Elk Grove Village, Cook and
Du Page Counties, Illinois, for value received, hereby promises to pay to bearer, or if
this bond be registered, as hereinafter provided, then to the registered holder hereof,
solely from the Waterworks and Seweraga Fund of the Village of Elk Grovc Village, as here-
inafter mentioned and not otherwise, the sum of Five Thousand Dollars ($5,000) on May 1,
19 (unless this bond is sooner redeemed as hereinafter provided), together with interest
un said sum from date hereof until paid at the rate of per cent ( %) per annum,
payable May I, 1963, and semiannually thereafter on the first days of May and November
in each year and until the maturity hereof upon presentation and surrender of the annexed
interest coupons as they severally become due.
Both principal of and interest on this bond are hereby math: payable in lawful money
of the United States of America at
This bond is one of an outhorizecl issue of $4,000,000 in principal amount, issued
to provide funds for paying the cost of acquiring and providing for improvements and ex-
tensions to the combined waterworks and suwrage system of said Village, all as provided
by the Constitution and laws of the State of Illinois, including Division 139 of Article
11 of the Illinois Municipal Code, approved May 29, 1961, and all other laws amendatory
thereof or supplementary thereto, all as mor:; fully described in that certain Ordinance
adopted by the Board of Trustees of the Village of Elk Grove Village on the day of
19 , authorizing the issue of said bonds and does not constitite an in-
debtedness of said Village within any constititional or statutory limitation.
This bond and all other bonds of said total authorized issue of $4,000,000 are
payable solely as to principal and interest from the revenues to be derived by said
Village from the operation of said combined waterworks and sewerage system of said Village
and are coequal as to the pledge of said revenues securing the payment thereof and share
ratably and equally without any preference, priority or distinction of one over another,
as to the source or method of payment and security of said bonds, and for a more complete
statement of the revenues from which and conditions under which this bond and interest
hereon are payable and a statement of the conditions on which obligations may hereafter
be issued on a parity herewith and the general covenants and provisions pursuant to %bich
this bond is issued, reference is hereby made to said Ordinance adopted , 196 .
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Under said Code and Ordinance adopted pursuant thereto, the revenues from the op-
eration of the combined waterworks and sewerage system shall be deposited in a separate
fund designated as the "Waterworks and Sewerage Fund of the Village of Elk Grove Village,"
which shall be used only in paying the cost of operation and maintenance of such combined
system, providing an adequate depreciation allowance, and paying the principal of and
interest on the bonds of said Village that are issued under authority of said Code and are
payable by their terms only from the revenue of the combined waterworks and sewerage system
and making all payments required to maintain the accounts as created under the terms of
the Ordinance pursuant to which this bond is issued.
It is hereby certified and recited that all acts, conditions, and things required
to be done precedent to and in the issuance of this bond have been done and have happened
and have been performed in regular and due form of law, and that provision has been made
for depositing in said Waterworks and Sewerage Fund the revenues received from the operation
of said combined waterworks and sewerage system to be applied in the manner as hereinabove
set forth; and it is hereby covenanted and agreed that rates will be charged for the use
and service of such combined waterworks and sewerage system sufficient at all times to
pay the cost of operation and maintenance of said system, provide an adequate depreciation
allowance, and pay the principal of and interest upon all bonds issued by said Village,
which are payable solely from the revenues of said combined system, and to make all pay-
ments required to maintain the accounts created by the Ordinance pursuant to which this
bond and the series of whichit forms a part is issued.
The bonds maturing on and prior to May 1, 1973, shall not be callable for redempt-
ion prior to their maturity, but the bonds maturing on and after May 1, 1974, shall be re-
deemable prior to their maturity at the option of the Village, either in whole or in part,
on any interest payment date on or after May 1, 1973, through the use of revenues only and
in whole from any moneys that may be made available for such purpose other than the revenues
on any date on and after May 1, 1983, at the par value thereof plus accrued interest there-
on to the date of redemption. If less than all of said bonds are called for redemption at
any time, they shall be called in the inverse order of their maturity and by lot within a
maturity if less than a whole maturity is redeemed.
Notice of redemption of any bonds that are redeemable prior to their maturity shall
be given by registered mail to the registered holder at the address shown on the Registrar's
books and by publication in The Bond Buyer, published in the City of New York, New York,
or in the event it ceases publication, then in a financial newspaper published in the City
of Chicago, Illinois, at least thirty (30) days prior to the date fixed for redemption
thereof when the date of redemption coincides with an interest payment date, and an add-
itional notice shall be published not more than thirty (30) nor less than fifteen (15)
I M.
days prior to the date of redemption when said redemption is a date other than an interest
payment date, and by filing such notice with the paying agent of said bonds at least
thirty (30) days prior to the date fixed for redemption thereof. Such notice shall desig-
nate the date fixed for redemption, the amount and numbers of the bonds called for redempt-
ion, the terms of redemption, and upon the giving of such notice and providing funds for
the redemption of said bonds, interest shall cease on the bonds called for redemption from
and after the redemption date so specified.
This bond may be registered as to principal in the name of the holder on the books
of said Village in the office of the Treasurer of said Village, such registration to be
evidenced by notation of said Treasurer upon the back thereof, after which no transfer here-
of shall be valid unless made on said books and similarly noted hereon, but it may be dis-
charged from such registration by being transferred to bearer, after which it shall be trans-
ferable by delivery, but it may be again registered as before. The registration of this
bond shall not restrict the negotiability of the coupons by delivery merely.
IN WITNESS WHEREOF, said Village of Elk Grove Village, Cook and DuPage Counties,
Illinois, by its President and Board of Trustees, has caused its corporate seal to be
hereunto affixed and this bond to be signed by its President, and attested by the Village
Clerk, and the coupons hereto attached to be signed by the facsimile signatures of said
President and said Village Clerk, which officials by the execution of this bond do adopt
as and for their own proper signatures their respective facsimile signatures appearing on
said coupons, and this bond to be dated the first day of February, 1963.
Attest,
lage Cler
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President, W'ollage of Elk Grove
Village, Cook and DuPage Counties,
Illinois.
(Form of Coupon)
Number $
On the first day of 19 '(unless the bond to which this coupon is
attached has been called for payment prior to said date, as herein provided, and pay-
ment made or provided for), the Village of Elk Grove Village, Cook and DuPage Counties,
Illinois will pay to bearer out of the Waterworks and Sewerage Fund of said Village
Dollars ($ )
in lawful money of the United States of America at
being interest then due: on its Waterworks and Sewerage Revenue Bond,
Series 1963, dated February 1, 1963, number
President, Village of Elk Grove
Village, Cook and DuPage Counties,
Illinois
Village Clerk
*(The clause within the parentheses shall be inserted in all coupons due on and after
November 1, 1973.)
Da to
(Form of Registration Certificate)
In Whose Name Registered
M
Signature of
Village Treasurer
Section 7. For the purpose of this Ordinance, the following words, terms and phrases
shall have the following meanings:
(A) Village of Elk Grove Village is hereinafter designated the "Village."
(B) The governing body of said Village is hereinafter designated the "President and
Board of Trustees."
(C) The word "system" shall include all of the properties and facilities of the
combined waterworks and sewerage system of said Village, now being acquired whether lying
within or without the boundaries of said Village, as now existing or under construction and
as they may hereafter be improved or extended while any of the bonds herein authorized or
additional bonds herein permitted to be issued on a parity therewith remain outstanding;
including all improvements, additions and extensions thereto or replacements thereof here-
after constructed or acquired by purchase, contract or otherwise; and all contracts, rights,
agreements, leases and franchises of every nature owned by said Village and used or useful
or held for use in the operation of the system or any part or portion thereof.
(D) The word "revenues" shall mean and include all income, revenues and receipts
received directly or indirectly from the initial and continued use and operation of the
system including, without limiting the generality of the foregoing, interest received on
and profits realized from the sale of investments made with revenues of the system.
(E) The term "net revenues" shall mean that portion of the revenues received from
the continued use and operation of the system remaining after providing sufficient funds for
the reasonable and necessary cost of maintenance and operation of the system as defined in
Section 7 (F) hereof.
(F) The phrase "cost of maintenance and operation" shall mean all costs reasonably
incurred in connection with continued operation, use and maintenance of the system, in-
cluding repairs (other than capital improvements) necessary to keep the system in efficient
and economical operating condition, including the payment of premiums for insurance herein-
after required to be carried on the system and generally all expensef(exclusive of depre-
ciation) which under good accounting practice are properly chargeable to and are reasonable
and necessary to the efficient maintenance and operation of the system.
(G) The term "fiscal year" shall mean the period commencing May I and ending the
last day of April of each succeeding calendar year and said system shall be operated, and
all revenues shall be accounted for, on said fiscal year basis.
(H) The word "bonds" shall mean and include each of the bonds in the principal
amount of $4,000,000 authorized under the terms of this Ordinance.
(1) The phrase "parity bonds" shall mean bonds hereafter issued on a parity with
the $4,000,000 principal amount of bonds herein authorized under the provisions of Section
10 of this Ordinance.
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W The words "connection charge" shall mean any fee paid for connecting users of
the combined waterworks and sewerage system to said system.
Section 8. That the net revenues are hereby pledged to the payment of the principal
of and the interest on the bonds and the parity bonds, and the bonds and the parity bonds
shall be secured by a prior and paramount pledge of the net revenues. All of the bonds and
parity bonds shall be equally and ratably secured by said pledge without priority one over
the other by reason of date of sale or delivery or Series designation or purpose or otherwise.
Section 2. So long as any of the bonds or parity bonds remain outstanding, all of
the revenues shall from day to day as collected be deposited in a fund separate and apart
from all other Village funds, which shall be known as the "Waterworks and Sewerage Fund of
the Village of Elk Grove Village" (sometimes hereinafter referred to as the "Revenue Fund"),
and all moneys and investments therein shall be used solely for maintaining the following
Accounts, which are hereby created, into which there shall be credited as of the first
business day of each month, except as otherwise hereinafter provided, all moneys held in
said Waterworks and Sewerage Fund of said Village, in accordance with the following priority:
(a) There shall be credited to the Operation and Maintenance Account as of the
first business day of each month an amount sufficient to pay the reasonable and
necessary cost of maintenance and operation of said system under economical manage-
ment for the next succeeding month, including, without limiting the generality of
the foregoing, salaries,wages, costs of materials, supplies, insurance and power,
and including one -twelfth of all such expenses computed on an annual basis.
(b) Beginning not later than May 1, 1963, there shall be credited to the Bond
and Interest Account an amount equal to not less than one-fifth of the interest be-
coming due on all bonds and parity bonds on the next succeeding interest payment
date; and, beginning May 1, 1965, there shall be credited to the Bond and Interest
Account an amount eilual to not less than one-tenth of the principal becoming due on
the next succeeding May I of all bonds and parity bonds, until there shall have been
accumulated in said Account on or before thirty days preceding each such current
maturity date of principal or interest, or both, an amount sufficient to pay such
principal or interest, or both, of all bonds and parity bonds maturing by their terms
on such current maturity date.
From and after the issuance of any of the bonds hereby authorized, and upon
receipt of the purchase price therefor, there shall be credited to the Bond and
Interest Account all accrued interest derived from the sale of said bonds, plus an
amount sufficient with current revenues to pay all interest due May 1, 1963 on the
bonds.
All moneys in said Account shall be used only for the purpose of paying in-
terest on and principal of the bonds and parity bonds of said Village. Funds suf-
ficient to pay interest or principal, or both, of said bonds, together with fiscal
agency fees, shall be transmitted to the paying agent not less than fifteen days
prior to each current maturity date of either principal or interest, or both,
provided that all fiscal agency fees shall be paid from the Operation and Maintenance
Account.
(c) Beginning not later than May 1, 1963, there shall be credited to the Bond
Reserve Account in equal monthly installments the annual sum of $24,000 in the
fiscal year ending April 30, 1964 , and the annual sum of
$24,000 in each fiscal year thereafter. The moneys in said Account shall be used
only to pay principal of or interest on the bonds and parity bonds of said Village
when there are insufficient funds available at any time to pay such principal or
interest from any other source; provided, however, whenever the balance in said
Account equals the maximum principal and interest requirements on all bonds and
parity bonds for any fiscal year, any surplus over and above said maximum amount shall
be used for the retirement of the bonds and parity bonds that are subject to redemp-
tion prior to maturity; provided, if none of said bonds are subject to redemption
prior to maturity or will not become subject to redemption prior to maturity within
the next sixty (60) days, then the Village Treasurer shall request tenders for the
purchase of said bonds to an amount not in excess of such surplus funds, or shall
purchase such bonds, if available, in the open market. The President and Board of
Trustees may direct the acceptance of bonds which, in its opinion, are at the lowest
tendered price to the advantage of the Village but shall reserve the right to reject
at
any and all tenders. No tender or purchase/more than the par value and unpaid
accrued interest on any of said bonds shall be considered. All such bonds purchased
or redeemed shall be cancelled.
(d) Beginning not later than May 1, 1963, there shall be credited to the De-
preciation and Replacement Account in equal monthly installments the annual sum of
$12,000 for the fiscal years ending April 30, 1964 through April 30, 1965, and the
annual sum of $24,000 in each fiscal year thereafter. The moneys in said account
shall be used first to provide an adequate allowance for depreciation as shall be
determined from time to time by the President and Board of Trustees, which allowance
shall be used from time to time to pay for any extraordinary maintenance, repairs
and necessary replacements. Said funds may be used at any time to pay principal of
or interest upon any revenue bonds outstanding whenever there are no other funds
available to pay the same; provided, however, that from and after such time as said
account aggregates the sume of $50,000, any sums in excess thereof may be transferred
to the Bond Reserve Account, or at the discretion of the President and Board of
Trustees may be used for the payment: of the cost of any improvements and extensions
to the combined waterworks and sewerage system.
(e) All moneys remaining in the Waterworks and Sewerage Fund at the end of each
fiscal year after crediting the required amounts to the respective accounts herein
provided for, shall be credited to the surplus Revenue Account and the funds so cre-
dited shall be held and used for thee purposes and in the priority hereinafter men-
tioned, to wit:
(1) For making up any deficiency necessary to credit accounts (a) to (d),
Inclusive, with the required amounts therefor for each fiscal year as herein-
above provided.
(2) If after crediting the amounts required to be credited to accounts
(a) to (d), inclusive, for making up any deficiencies, there remain funds in
said account, there shall be transferred to the Depreciation and Replacement
Account or the Bond Reserve Account an amount equal to the sums collected for
connection fees for that fiscal year.
(3) After crediting the amounts required under subparagraphs 1 and 2
hereof, any sums remaining in said account at the end of the fiscal year may be
transferred out to a special account to be designated "Improvement and Extension
Account" and used for making any improvements or extensions to the system or
for making any unusual repairs, replacements or improvements thereto, or for
the acquisition of any equipment necessary therefor.
(4) If after complying with the requirements of subparagraphs 1 to 3,
Revenue
inclusive, hereof, there are any funds available in the Surplus/Account, they
may be transferred out of said account at the discretion of the President and
Board of Trustees and used for any lawful purpose.
(f) Moneys in any of the Accounts hereinabove created, may by resolution of
the President and Board of Trustees be invested from time to time but only in in-
terest bearing bonds or other direct obligations of the United States Government,
maturing not later than the earliest date on which it is estimated the moneys in said
Accounts will be needed, but in no event later than two years from the date of such
investment. Such securities shall be sold from time to time without further authority
of the President and Board of Trustees as funds may be needed for the purpose for
which said Accounts have been created. All accrued interest on any funds so in-
vested, or any gain or loss on any such investment, shall be credited to the Account
for which the investment was made. All uninvested money on hand shall be deposited
in banks selected as depositaries by the President and Board of Trustees from time to
time so as to be available when needed. Such bank accounts shall be separate from
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all other Village Accounts provided that all money in the Waterworks and Sewerage
Fund may be deposited in a single bank account, except money in Accounts (b) and (c)
thereof, which shall be combined into a single separate bank account.
Section 10. It is hereby covenanted and agreed that while any of the bonds issued
hereunder are outstanding, the Village will not issue any other bonds or obligations of any
kind or nature having a pledge on the revenues of the system which is prior to the lien on
such revenues of the bonds herein authorized.
(A) Said Village reserves the right to issue at one time, or from time to time, as
shall be found necessary and for the best interest of said Village by the President and
Board of Trustees, additional bonds on a parity with the bonds authorized hereunder for the
purpose of constructing improvements, replacements and extensions of the system of the
Village or for the purpose of refunding any of the Waterworks and Sewerage Revenue Bonds of
the Village, or for any combination of such purposes, but only provided the Village shall
have complied with the following requirements:
(a) The amounts required to have been credited to the respective Accounts (a)
to (d), inclusive, of Section 9 of this Ordinance up to the date of authorization of
. w - said additional bonds shall have been credited to said re-
spective Accounts.
(b) The net revenues of the system for the fiscal year then next preceding or
the average adjusted net revenues of the system for the two then next preceding
fiscal years, if such revenues are adjusted as herein provided, have been equal to
not less than one hundred forty per cent ( 140% ) of the maximum combined prin-
cipal and interest requirements for any succeeding fiscal year during the life of
the then outstanding bonds, of (i) all bonds then outstanding payable from the
revenues to be derived from the operation of the system and (ii) on the additional
revenue bonds then proposed to be issued. Net revenues for the purpose of this
subparagraph (b) shall mean the gross revenues of the system less the actual costs
of operation and maintenance before making provision for depreciation or other
Accounts as required by this Ordinance for such fiscal year or years and shall be
evidenced by audit of an independent certified public accountant.
In the event there shall have been a change in the rates of the system from the
rates in effect for either of the two immediately preceding fiscal years, which
change is in effect at the time of the issuance of any such additional bonds, then
the net revenues as provided in sub -paragraph (b) above shall be adjusted to reflect
the net revenues of the system for each of the two immediately preceding fiscal years
as they would have been had said then existing rates been in effect during all of
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each of said years. Any such adjusted net revenues shall be evidenced by the
certificate of an independent consulting engineer employed for that purpose, which
certificate shall be approved by the President and Board of Trustees prior to issu-
ance of the additional bonds and filed with the Village Clerk upon its approval.
(B) Notwithstanding the foregoing provisions the Village reserves the further right
to issue bonds to refund any of these bonds or bonds on a parity therewith provided they are
issued to refund bonds due within three months of the date of refunding and for the payment
of which no other funds are or will be available at the maturity thereof.
(C) In addition to the right to issue parity bonds as set forth in paragraphs (A)
and (B) of this section, the Village reserves the further right to issue prior to January 1,
1965, additional parity bonds for the purpose of providing funds to pay the cost of con-
structing a facility to obtain a supply of Lake Michigan water from or in conjunction with
another municipality, including necessary reservoirs, pumps, valves, transmission supply
main, and other appurtenances necessary therefor and including all necessary engineering,
legal and fiscal costs in connection therewith, provided (a) the amount of such additional
bonds so authorized to be issued shall not exceed $ 500,000; and (b) such bonds shall
mature on or after May 1, 1993•
(D) Any additional bonds issued as parity bonds shall be on an equal basis in all
respects with the bonds herein authorized, shall share ratably and equally in the revenues
of said system, and shall mature as to principal on May 1, and as to interest on May I and
November 1.
Section 11. That the Village hereby covenants and agrees with the holders of said
bonds and coupons hereby authorized that so long as the bonds or any of them remain out-
standing and unpaid, either as to principal or interest, that rates charged for the use and
of the system
services/shall be sufficient at all times to pay all costs of operation and maintenance,
to provide and maintain the Accounts created and established by this Ordinance, to pay the
interest on and principal of all bonds which by their terms are payable from the revenues
of said system that are authorized to be issued under the terms of this Ordinance, and
including all bonds hereafter issued and on a parity with the bonds herein authorized, and
to carry out the covenants of this Ordinance:. There shall be charged against the users of
said system, including the Village, such rages and amounts for water and sewer services as
shall be adequate to meet the requirements of this Ordinance; provided the Village need not
charge itself for water and sewer services so long as the revenues of the system are other-
wise adequate to meet all the requirements of this Ordinance. To the extent permitted by
law said Village further covenants not to grant any competing franchise for the operation of
a waterworks system or a sanitary sewerage system or any combination thereof in said Village.
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Section 12. That the Village hereby covenants and agrees with the holders of said
bonds and coupons hereby authorized that so long as the bonds or any of them remain out-
standing and unpaid, either as to principal or interest, that any holder of a bond or bonds
issued hereunder, or of any of the coupons representing interest accrued thereon may, either
in law or in equity, by suit, action, mandamus or other proceedings, enforce or compel
performance by the officials of said Village of all duties required by law and by this
Ordinance, including the making and collecting of sufficient rates for water and sewer
services and segregating the revenues of said system and the application thereof to the
respective Accounts created by this Ordinance and in the time and manner as herein provided.
Section 13. That the Village hereby covenants and agrees with the holders of said
bonds and coupons hereby authorized that so long as the bonds or any of them remain out-
standing and unpaid, either as to principal or interest, to carry insurance on the system
of the kinds and in the amounts which are usually carried by operators of similar properties
including, without limiting the generality of the foregoing, fire, windstorm, public lia-
bility, including insurance covering such risks as shall be recommended by a competent
consulting engineer employed for the purpose of making such recommendations, and all moneys
received for losses under such insurance policies shall be deposited in the Revenue Fund and
thereafter credited to the Depreciation and Replacement Account and be used in making good
the loss or damage in respect of which they were paid either by repairing the property
damaged or replacements to the property destroyed, and provision for making good such loss
or damage shall be made within ninety days From date of the loss. The payment of premiums
for all insurance policies required under the provisions of this Section shall be considered
a maintenance and operation expense.
The proceeds derived from any and all policies for public liability shall be paid
into the Revenue Fund and thereafter credited to the Operation and Maintenance Account and
be used in paying the claims on account of which they were received.
Section 14. That the Village hereby covenants and agrees with the holders of said
bonds and coupons hereby authorized that so long as the bonds or any of them remain out-
standing and unpaid, either as to principal or interest, that proper books and records and
accounts will be kept and maintained by said Villaga separate and apart from all other re-
cords and accounts of said Village, showing correct and complete entries of all transactions
relating to the system, and that the holders of any of said bonds or any duly authorized
agent or agents of such holders shall have the right at any and all reasonable times to
inspect the records, accounts and audit relating thereto, and to inspect the system and all
property comprising the system. Said Village further covenants and agrees that it will
within not more than ninety days following the close of each fiscal year cause an audit of
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such books and accounts to be made by an independent public accountant, and that such audit
will be available for inspection by the holders of any of the bonds. Each such audit, in
addition to whatever matters may be thought. proper by the accountant to be included therein,
shall without limiting the generality of the foregoing, include the following:
(a) A statement in detail of the income and expense of the system for such
fiscal year.
(b) The accountant's comment regarding the method in which the Village has
carried out the requirements of this Ordinance, and the accountant's recommendations
for any changes or improvements in the operation of the system.
(c) A list of all the insurance policies in force at the end of the fiscal
year, setting out as to each policy the amount of the policy, the risks covered, the
name of the insurer and the expiration date of the policy.
(d) The number of sewer customers served by the system at the end of the year,
the number of metered water customers and the number of unmetered water customers at
the end of the year and the quantity of water pumped.
All expense incurred in the making of the audit required by this Section shall be
regarded and paid as a maintenance and operation expense, and it is further covenanted and
agreed that a summary of such audit shall be furnished to the holder of any of the bonds at
his request. Statements of revenues and expenses of the system shall be furnished by the
person in charge of operating the system to the President and Board of Trustees at least
quarterly and copies of the same shall be mailed to the original purchaser of the bonds
authorized by this Ordinance and shall be furnished to any bond holder upon request. A copy
of each such annual audit shall be mailed promptly upon completion to the original purchaser
of the bonds authorized by this Ordinance,and such original purchaser of said bonds herein
authorized shall have the right to discuss with the accountant making the audit the contents
of the audit and to ask for any additional information he may reasonably require.
Section 15. That the Village hereby covenants and agrees with the holders of said
bonds and coupons hereby authorized that so long as the bonds or any of them remain out-
standing and unpaid, either as to principal or interest, that it will punctually perform all
duties with reference to said system required by the Constitution and Laws of the State of
Illinois, including the making and collecting of sufficient rates for water and sewerage
service, segregating the revenues of said system and the application thereof to the respec-
tive Accounts created by this Ordinance, and it hereby covenants and agrees not to sell,
lease, loan, mortgage encumber or in any manner dispose of said system, including any and
all extensions and improvements that may be made thereto, except as in this Ordinance re-
cited (provided, however, that the covenant in this Section shall not prevent the said
Village from disposing of any property which in the judgment of the President and Board of
Trustees is no longer useful or profitable in the operation of said system, nor essential
to the continued operation of said system without a reduction in the revenues to be derived
therefrom and the proceeds from the sale of any such property is credited to the Deprecia-
tion and Replacement Account hereinabove established in Section y of this Ordinance), and
that the Village shall take no action in relation to said system which would unfavorably
affect the security of the bonds herein authorized or the prompt payment of the principal
of and interest thereon, until all of the bonds herein authorized to be issued shall have
been paid in full, both principal and interest, or unless and until provision shall have
been made for the payment of all such bonds and interest thereon in full; and the Village
further covenants and agrees with the holders of said bonds to maintain in good condition
and continuously operate said system.
Section 16. That the provisions of this Ordinance shall constitute a contract
between the Village and the holders of the bonds herein authorized to be issued and after
the issuance of said bonds, no changes, additions or alterations of any kind shall be made
therein, except as hereinbefore provided, until such time as all of said bonds issued here-
under and the interest thereon shall be paid In full or unless and until provision shall
have been made for the payment of all such bonds and interest thereon in full.
Section 17. That as soon after this Ordinance becomes effective as may be, the
bonds herein authorized shall be sold by the President and Board of Trustees of said Village
in such manner as it may hereafter determine and an award of the sale of said bonds shall
be made to the acceptable; bidder upon the basis of thu lowest interest cost to the Village;
provided, however, that the price for such bonds shall be; such that the interest cost to
the Village of the money received by the Village from such bond sale shall not exceed Six
Per Cent MY annually computed to maturity according to standard tables of bond values.
If the acceptable bidder offers to purchase said bonds bearing interest at a lower rate or
I�L'SC,�-U % m A
rates than herein provided, then the President and Board of Trustees shall adopt
nswe-fixing the interest rate or rates on such bonds in accordance with the terms of the
acceptable offer to purchase the some and direct the officers of the Village to execute and
deliver said bonds to such purchaser bearing interest at such lesser rate or rates so
specified by the acceptable bidder, and also by -40,00001 designate the bank to act
as the paying agent for said bonds.
Section 18. That the proceeds derived from the sale of said bonds, exclusive of
accrued interest shall be by the Treasurer placed in the "Acquisition and Construction Fund
Account of the Village of Elk Grove Village," which is hereby created, which funds shall be
kept separate and apart from all other funds of the Village and deposited in one or more
qualified banks or trust companies in the State of Illinois, which shall be designated from
time to time by the President and Board of Trustees as depositaries for funds of said
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Construction Fund Account. Said funds shall be held and used solely to acquire the water-
works and sewerage systems herein provided for and the improvements to the combined water-
works and sewerage system of said. Village, as provided by this Ordinance, and shall be held
for the benefit of the Village for the purposes herein providud and for the benefit of the
holder or holders of the bonds hereby authorized as their interest may appear. The cost of
legal, engineering and financial services and all costs inciduntol to acquisition of the
systems and issuance of the bonds shall be Kamen costs of acquisition and construction.
Saic funds shall be withdrawn from said depositary from time to time by the Treasurer of
the Village only upon submission to him of the following:
(a) A duplicate copy of the ardor signed by the President and. Village Clerk,
or such other officers that may from time to time be by law authorized to sign and
countersign orders on the Treasurer of the Village, stating specifically the purpose
for which the order is issued; and indicating that the payment for which the order
is issued has been approved by the President and Board of Trustees of said Village;
(b) Each order drawn for payment to a contractor or contractors for work done
in connection with the construction of any improvements an6 extensions shall be
accompanied by a certificate exucuted by the engineers in charge of the construction
thereof, stating the nature of the work completed; and the amount due and payable
thereon.
Within sixty days after the acquisition of the improvements herein provided for, any
surplus remaining in said Acquisition and Construction Fund Account shall be transferred to
the Depreciation and Uplacemunt Account.
From the proceeds derived from the sale of thu bonds, the sum received as accrued
interest on said bon6s shall be ercditud to the Boni: and Interest Account together with
an nidi taonol amount sufficient with current rev..nuus to pay all interest duo May 1,
063 on the bonds, such additional amount to be restorer: from the first available revenues.
The funds credited to the Acquisition and Construction Fund Account may be invested
from time to time in direct or fully guaranteed abligations of the United States of America
having a maturity not later than the date or dotes when such funds will be needed, such
date or dates to be determined from time to time by resolution of the President and Board
of Trustees.
Section ly. If any section, paragraph, clause or provision of this Ordinance shall
be held invalid, the invalidity of such suction, paragraph, clause or provision shall not
affect any of the other provisions of this Ordinance.
Section 20. All ordinances, resolutions or orders, or parts thuruof in conflict
with the provisions of this Ordinance are to the extent of such conflict hereby repealed.
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Section 21. This Ordinance after its passage by President and Board of Trustees
shall be published once in the Elk Grove Ncrald, a newspaper having a general circulation
in the Village of Elk Grovu Village, and shill be uffuctiva in the manner, form and time
as provided by law.
Passes! this 20th clay of Ducembur, 1962 by the following roll call votu:
Ayes:
Nays:
Approved this 20th day of Deeomber, 11)62.
President
Recorded in the Village Records this 20th day of Deeembor, 1962.
December, 1962
Attest:
Village CUrk